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Broadcom Inc. — Director's Dealing 2023
Mar 16, 2023
29739_dirs_2023-03-16_18e6c9a4-aa9c-4817-b863-3e4622f755ed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2023-03-14
Reporting Person: HARTENSTEIN EDDY W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-14 | Common Stock, $0.001 par value | S | 1470 | $624.368 | Disposed | 11439 | Indirect |
| 2023-03-14 | Common Stock, $0.001 par value | S | 1000 | $625.17 | Disposed | 10439 | Indirect |
| 2023-03-14 | Common Stock, $0.001 par value | S | 705 | $626.143 | Disposed | 9734 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.001 par value | 889 | Direct |
Footnotes
F1: Transaction executed in multiple trades at prices ranging from $623.67 to $624.62 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F2: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.
F3: Transaction executed in multiple trades at prices ranging from $624.84 to $625.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $625.88 to $626.50 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: Includes 413 restricted stock units.