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Broadcom Inc. — Director's Dealing 2023
Sep 14, 2023
29739_dirs_2023-09-14_00163395-a2ac-48da-bb51-1ae75e17182a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2023-09-12
Reporting Person: HARTENSTEIN EDDY W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-12 | Common Stock, $0.001 par value | S | 600 | $854.672 | Disposed | 10023 | Indirect |
| 2023-09-12 | Common Stock, $0.001 par value | S | 900 | $856.353 | Disposed | 9123 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.001 par value | 397 | Direct |
Footnotes
F1: Transaction executed in multiple trades at prices ranging from $854.27 to $854.88 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F2: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.
F3: Transaction executed in multiple trades at prices ranging from $856.34 to $856.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Represents restricted stock units.