Broadcom Inc. — Director's Dealing 2023

Dec 23, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2023-12-21

Reporting Person: TAN HOCK E (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-12-21	Common Stock, $0.001 par value	S	847	$1115.834	Disposed	228949	Direct
2023-12-21	Common Stock, $0.001 par value	S	400	$1116.631	Disposed	228549	Direct
2023-12-21	Common Stock, $0.001 par value	S	1300	$1118.099	Disposed	227249	Direct
2023-12-21	Common Stock, $0.001 par value	S	2155	$1118.884	Disposed	225094	Direct
2023-12-21	Common Stock, $0.001 par value	S	2124	$1120.137	Disposed	222970	Direct
2023-12-21	Common Stock, $0.001 par value	S	2797	$1121.118	Disposed	220173	Direct
2023-12-21	Common Stock, $0.001 par value	S	1200	$1122.199	Disposed	218973	Direct
2023-12-21	Common Stock, $0.001 par value	S	800	$1123.274	Disposed	218173	Direct
2023-12-21	Common Stock, $0.001 par value	S	1852	$1124.422	Disposed	216321	Direct
2023-12-21	Common Stock, $0.001 par value	S	2071	$1125.646	Disposed	214250	Direct
2023-12-21	Common Stock, $0.001 par value	S	3931	$1126.751	Disposed	210319	Direct
2023-12-21	Common Stock, $0.001 par value	S	523	$1127.206	Disposed	209796	Direct

Footnotes

F1: Transaction executed in multiple trades at prices ranging from $1,115.22 to $1,116.15 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2: Transaction executed in multiple trades at prices ranging from $1,116.23 to $1,117.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3: Transaction executed in multiple trades at prices ranging from $1,117.42 to $1,118.30 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F4: Transaction executed in multiple trades at prices ranging from $1,118.46 to $1,119.35 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F5: Transaction executed in multiple trades at prices ranging from $1,119.71 to $1,120.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F6: Transaction executed in multiple trades at prices ranging from $1,120.74 to $1,121.67 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F7: Transaction executed in multiple trades at prices ranging from $1,121.82 to $1,122.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F8: Transaction executed in multiple trades at prices ranging from $1,123.00 to $1,123.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F9: Transaction executed in multiple trades at prices ranging from $1,124.08 to $1,124.93 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F10: Transaction executed in multiple trades at prices ranging from $1,125.09 to $1,126.03 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F11: Transaction executed in multiple trades at prices ranging from $1,126.12 to $1,127.04 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F12: Transaction executed in multiple trades at prices ranging from $1,127.13 to $1,127.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.