AI assistant
Broadcom Inc. — Director's Dealing 2022
Mar 17, 2022
29739_dirs_2022-03-17_eb749b1a-4d9d-44f2-9c5a-508bf85a0bcf.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2022-03-15
Reporting Person: Krause Thomas H. (President of Broadcom SW Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-15 | Common Stock, $0.001 par value | F | 13137 | $592.76 | Disposed | 50823 | Direct |
| 2022-03-16 | Common Stock, $0.001 par value | S | 13798 | $585.29 | Disposed | 37025 | Direct |
| 2022-03-16 | Common Stock, $0.001 par value | S | 65 | $586.11 | Disposed | 36960 | Direct |
Footnotes
F1: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person.
F2: Includes 36,960 RSUs.
F3: Transaction executed in multiple trades at prices ranging from $585.02 to $585.98 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Represents 36,960 RSUs.