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Broadcom Inc. — Director's Dealing 2022
Apr 6, 2022
29739_dirs_2022-04-06_9eb5c898-9025-47ae-ad50-1772fdf62818.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2022-04-04
Reporting Person: HARTENSTEIN EDDY W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-04 | Common Stock, $0.001 par value | G | 655 | — | Disposed | 12909 | Indirect |
| 2022-04-04 | Common Stock, $0.001 par value | A | 413 | — | Acquired | 889 | Direct |
Footnotes
F1: Charitable gift.
F2: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.
F3: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 4, 2022. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date.
F4: Includes 413 RSUs.