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Broadcom Inc. — Director's Dealing 2022
Nov 15, 2022
29739_dirs_2022-11-15_26b36576-e4da-433f-a0a1-9ec64fc3e679.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2022-11-11
Reporting Person: TAN HOCK E (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-11 | Common Stock, $0.001 par value | A | 18937 | — | Acquired | 269614 | Direct |
| 2022-11-14 | Common Stock, $0.001 par value | F | 9100 | $518.09 | Disposed | 260514 | Direct |
Footnotes
F1: On November 11, 2022, the independent members of the Issuer's Board of Directors determined the achievement of all required performance goals and the number of shares of common stock earned and issuable pursuant to the terms of a strategic performance stock unit award granted on November 1, 2021 (the "2021 Award") under the Broadcom Inc. 2012 Stock Incentive Plan, as amended and restated.
F2: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the 2021 Award.