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Broadcom Inc. Director's Dealing 2021

Jan 7, 2021

29739_dirs_2021-01-07_95c8ec3b-8143-48ba-a52f-d46105bb1d3c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2021-01-04

Reporting Person: SAMUELI HENRY (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-04 Common Stock, par value $0.001k G 183600 Disposed 4444484 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $0.001 par value 262582 Direct
Common Stock. $0.001 par value 1227203 Indirect
Common Stock, $0.001 par value 2893512 Indirect
Common Stock, $0.001 par value 459690 Indirect
Common Stock, $0.001 par value 0 Indirect

Footnotes

F1: Includes 2,183 restricted stock units.

F2: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3: Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F4: Reflects change in form of beneficial ownership for no consideration in transaction exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934.

F5: Directly held by H&S Investments I L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F6: Directly held by H & S Portfolio II L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F7: Directly held by H & S Ventures LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.