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Broadcom Inc. — Director's Dealing 2021
Jan 7, 2021
29739_dirs_2021-01-07_95c8ec3b-8143-48ba-a52f-d46105bb1d3c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2021-01-04
Reporting Person: SAMUELI HENRY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-04 | Common Stock, par value $0.001k | G | 183600 | — | Disposed | 4444484 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.001 par value | 262582 | Direct |
| Common Stock. $0.001 par value | 1227203 | Indirect |
| Common Stock, $0.001 par value | 2893512 | Indirect |
| Common Stock, $0.001 par value | 459690 | Indirect |
| Common Stock, $0.001 par value | 0 | Indirect |
Footnotes
F1: Includes 2,183 restricted stock units.
F2: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3: Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F4: Reflects change in form of beneficial ownership for no consideration in transaction exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934.
F5: Directly held by H&S Investments I L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F6: Directly held by H & S Portfolio II L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F7: Directly held by H & S Ventures LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.