Broadcom Inc. — Director's Dealing 2021

Mar 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2021-03-09

Reporting Person: HARTENSTEIN EDDY W (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-09	Common Stock, $0.001 par value	S	33	$431.36	Disposed	7387	Direct
2021-03-09	Common Stock, $0.001 par value	S	154	$436.173	Disposed	7233	Direct
2021-03-09	Common Stock, $0.001 par value	S	61	$438.092	Disposed	7172	Direct
2021-03-09	Common Stock, $0.001 par value	S	52	$439.029	Disposed	7120	Direct
2021-03-09	Common Stock, $0.001 par value	S	30	$441.25	Disposed	7090	Direct
2021-03-09	Common Stock, $0.001 par value	S	55	$442.637	Disposed	7035	Direct
2021-03-09	Common Stock, $0.001 par value	S	71	$444.66	Disposed	6964	Direct
2021-03-09	Common Stock, $0.001 par value	S	73	$446.144	Disposed	6891	Direct
2021-03-09	Common Stock, $0.001 par value	S	1	$446.66	Disposed	6890	Direct
2021-03-10	Common Stock, $0.001 par value	S	61	$436.201	Disposed	6829	Direct
2021-03-10	Common Stock, $0.001 par value	S	60	$437.26	Disposed	6769	Direct
2021-03-10	Common Stock, $0.001 par value	S	75	$438.635	Disposed	6694	Direct
2021-03-10	Common Stock, $0.001 par value	S	40	$439.785	Disposed	6654	Direct
2021-03-10	Common Stock, $0.001 par value	S	30	$442.38	Disposed	6624	Direct
2021-03-10	Common Stock, $0.001 par value	S	93	$444.259	Disposed	6531	Direct
2021-03-10	Common Stock, $0.001 par value	S	30	$445.54	Disposed	6501	Direct
2021-03-10	Common Stock, $0.001 par value	S	47	$447.231	Disposed	6454	Direct
2021-03-10	Common Stock, $0.001 par value	S	31	$448.17	Disposed	6423	Direct
2021-03-10	Common Stock, $0.001 par value	S	32	$449.83	Disposed	6391	Direct
2021-03-10	Common Stock, $0.001 par value	S	31	$453.50	Disposed	6360	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.001 par value	22892	Indirect

Footnotes

F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: Includes 949 restricted stock units.

F3: Transaction executed in multiple trades at prices ranging from $435.75 to $436.53 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F4: Transaction executed in multiple trades at prices ranging from $437.65 to $438.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F5: Transaction executed in multiple trades at prices ranging from $438.66 to $439.62 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F6: Transaction executed in multiple trades at prices ranging from $442.41 to $443.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F7: Transaction executed in multiple trades at prices ranging from $444.29 to $445.12 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F8: Transaction executed in multiple trades at prices ranging from $445.66 to $446.46 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F9: Transaction executed in multiple trades at prices ranging from $435.85 to $436.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F10: Transaction executed in multiple trades at prices ranging from $437.07 to $437.45 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F11: Transaction executed in multiple trades at prices ranging from $438.38 to $438.88 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F12: Transaction executed in multiple trades at prices ranging from $439.60 to $440.34 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F13: Transaction executed in multiple trades at prices ranging from $443.90 to $444.47 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F14: Transaction executed in multiple trades at prices ranging from $447.02 to $447.64 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F15: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.