Broadcom Inc. — Director's Dealing 2021

May 6, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2021-05-04

Reporting Person: HARTENSTEIN EDDY W (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-04	Common Stock, $0.001 par value	S	60	$439.75	Disposed	3596	Direct
2021-05-04	Common Stock, $0.001 par value	S	108	$440.601	Disposed	3488	Direct
2021-05-04	Common Stock, $0.001 par value	S	155	$442.336	Disposed	3333	Direct
2021-05-04	Common Stock, $0.001 par value	S	177	$443.691	Disposed	3156	Direct
2021-05-04	Common Stock, $0.001 par value	S	30	$445.32	Disposed	3126	Direct
2021-05-05	Common Stock, $0.001 par value	S	133	$444.218	Disposed	2993	Direct
2021-05-05	Common Stock, $0.001 par value	S	60	$446.07	Disposed	2933	Direct
2021-05-05	Common Stock, $0.001 par value	S	90	$447.643	Disposed	2843	Direct
2021-05-05	Common Stock, $0.001 par value	S	127	$448.403	Disposed	2716	Direct
2021-05-05	Common Stock, $0.001 par value	S	90	$450.117	Disposed	2626	Direct
2021-05-05	Common Stock, $0.001 par value	S	30	$451.08	Disposed	2596	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.001 par value	22892	Indirect

Footnotes

F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: Transaction executed in multiple trades at prices ranging from $439.27 to $440.23 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3: Includes 476 restricted stock units.

F4: Transaction executed in multiple trades at prices ranging from $440.31 to $440.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F5: Transaction executed in multiple trades at prices ranging from $442.06 to $443.05 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F6: Transaction executed in multiple trades at prices ranging from $443.16 to $444.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F7: Transaction executed in multiple trades at prices ranging from $443.86 to $444.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F8: Transaction executed in multiple trades at prices ranging from $445.78 to $446.36 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F9: Transaction executed in multiple trades at prices ranging from $447.24 to $447.88 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F10: Transaction executed in multiple trades at prices ranging from $448.28 to $448.60 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F11: Transaction executed in multiple trades at prices ranging from $450.08 to $450.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F12: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.