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Broadcom Inc. Director's Dealing 2021

Sep 27, 2021

29739_dirs_2021-09-27_54287942-52fe-4460-87da-959fd2d522f7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2021-09-23

Reporting Person: HARTENSTEIN EDDY W (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-23 Common Stock, $0.001 par value S 3217 $504.61 Disposed 14864 Indirect
2021-09-23 Common Stock, $0.001 par value S 1300 $505.672 Disposed 13564 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $0.001 par value 476 Direct

Footnotes

F1: Transaction executed in multiple trades at prices ranging from $504.26 to $505.19 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.

F3: Transaction executed in multiple trades at prices ranging from $505.27 to $506.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F4: Represents 476 restricted stock units.