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Broadcom Inc. — Director's Dealing 2021
Sep 27, 2021
29739_dirs_2021-09-27_54287942-52fe-4460-87da-959fd2d522f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2021-09-23
Reporting Person: HARTENSTEIN EDDY W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-23 | Common Stock, $0.001 par value | S | 3217 | $504.61 | Disposed | 14864 | Indirect |
| 2021-09-23 | Common Stock, $0.001 par value | S | 1300 | $505.672 | Disposed | 13564 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.001 par value | 476 | Direct |
Footnotes
F1: Transaction executed in multiple trades at prices ranging from $504.26 to $505.19 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F2: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.
F3: Transaction executed in multiple trades at prices ranging from $505.27 to $506.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Represents 476 restricted stock units.