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Broadcom Inc. — Director's Dealing 2021
Dec 18, 2021
29739_dirs_2021-12-17_8fdd7a4a-0062-42f2-9283-70b63609ba47.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2021-12-15
Reporting Person: Brazeal Mark David (Chief Legal & Corp Affairs Ofc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-15 | Common Stock, $0.001 par value | A | 8000 | — | Acquired | 34750 | Direct |
| 2021-12-15 | Common Stock, $0.001 par value | F | 372 | $639.86 | Disposed | 34378 | Direct |
Footnotes
F1: Award of Restricted Stock Units ("RSUs") granted pursuant to the Broadcom Inc. 2012 Stock Incentive Plan, as amended and restated. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each annual anniversary of December 15, 2021, subject to continued service with the Issuer.
F2: Represents 34,750 RSUs.
F3: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs previously granted to the Reporting Person.
F4: Includes 34,000 RSUs.