Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Broadcom Inc. Director's Dealing 2021

Dec 18, 2021

29739_dirs_2021-12-17_8fdd7a4a-0062-42f2-9283-70b63609ba47.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2021-12-15

Reporting Person: Brazeal Mark David (Chief Legal & Corp Affairs Ofc)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-15 Common Stock, $0.001 par value A 8000 Acquired 34750 Direct
2021-12-15 Common Stock, $0.001 par value F 372 $639.86 Disposed 34378 Direct

Footnotes

F1: Award of Restricted Stock Units ("RSUs") granted pursuant to the Broadcom Inc. 2012 Stock Incentive Plan, as amended and restated. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each annual anniversary of December 15, 2021, subject to continued service with the Issuer.

F2: Represents 34,750 RSUs.

F3: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs previously granted to the Reporting Person.

F4: Includes 34,000 RSUs.