Broadcom Inc. — Director's Dealing 2020

Jun 16, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2020-06-09

Reporting Person: SAMUELI HENRY (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-09	Common Stock, $0.001 par value	G	31500	—	Disposed	5721478	Indirect
2020-06-11	Common Stock, $0.001 par value	J	152140	—	Disposed	5567802	Indirect
2020-06-09	Common Stock, $0.001 par value	G	85200	—	Disposed	2730559	Indirect
2020-06-11	Common Stock, $0.001 par value	J	222668	—	Disposed	175001	Indirect
2020-06-09	Common Stock, $0.001 par value	G	1860	—	Disposed	3785	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.001 par value	262582	Direct
Common Stock, $0.001 par value	459690	Indirect

Footnotes

F1: Includes 3,099 restricted stock units.

F2: Directly held by HS Portfolio L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3: Pro rata distribution for no consideration of shares, in which the Reporting Person held no pecuniary interest, to partners other than the Reporting Person.

F4: Reflects change in form of beneficial ownership for no consideration in transaction exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934.

F5: Directly held by H&S Investments I L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein

F6: Directly held by HS Management, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F7: Directly held by H & S Portfolio II L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F8: Directly held by H & S Ventures LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.