AI assistant
Broadcom Inc. — Director's Dealing 2020
Jun 19, 2020
29739_dirs_2020-06-19_f7b5a102-ec18-4631-ae94-947b93343a84.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2020-06-17
Reporting Person: TAN HOCK E (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-17 | Common Stock, $0.001 par value | A | 152838 | — | Acquired | 322880 | Direct |
| 2020-06-18 | Common Stock, $0.001 par value | F | 75778 | $313.44 | Disposed | 247102 | Direct |
Footnotes
F1: On June 17, 2020, the independent members of the Issuer's Board of Directors determined the achievement of certain performance criteria, based on the Issuer's total stockholder return ("TSR") performance as compared to the S&P 500 Index and the Issuer's absolute TSR, over a three year performance period ending on June 14, 2020, and the number of shares of common stock earned and issuable pursuant to the terms of a performance stock unit award granted on June 15, 2017 (the "2017 Award") under the Avago Technologies Limited 2009 Equity Incentive Award Plan.
F2: Includes 1,502 restricted stock units.
F3: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the 2017 Award.