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Broadcom Inc. Director's Dealing 2020

Dec 31, 2020

29739_dirs_2020-12-31_970a645d-8a38-4429-9bcb-dbd31a32918f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2020-12-29

Reporting Person: Krause Thomas H. (President,Infrastructure SW Gp)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-29 Common Stock, $0.001 par value S 300 $427.643 Disposed 46036 Direct
2020-12-29 Common Stock, $0.001 par value S 105 $428.996 Disposed 45931 Direct
2020-12-29 Common Stock, $0.001 par value S 56 $430.011 Disposed 45875 Direct

Footnotes

F1: Transaction executed in multiple trades at prices ranging from $427.37 to $427.96 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2: Represents 45,875 restricted stock units.

F3: Transaction executed in multiple trades at prices ranging from $428.92 to $429.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F4: Transaction executed in multiple trades at prices ranging from $430.00 to $430.04 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.