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Broadcom Inc. — Director's Dealing 2020
Dec 31, 2020
29739_dirs_2020-12-31_970a645d-8a38-4429-9bcb-dbd31a32918f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2020-12-29
Reporting Person: Krause Thomas H. (President,Infrastructure SW Gp)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-29 | Common Stock, $0.001 par value | S | 300 | $427.643 | Disposed | 46036 | Direct |
| 2020-12-29 | Common Stock, $0.001 par value | S | 105 | $428.996 | Disposed | 45931 | Direct |
| 2020-12-29 | Common Stock, $0.001 par value | S | 56 | $430.011 | Disposed | 45875 | Direct |
Footnotes
F1: Transaction executed in multiple trades at prices ranging from $427.37 to $427.96 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F2: Represents 45,875 restricted stock units.
F3: Transaction executed in multiple trades at prices ranging from $428.92 to $429.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $430.00 to $430.04 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.