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Broadcom Inc. — Director's Dealing 2019
Jan 9, 2019
29739_dirs_2019-01-09_6a945f01-8149-4412-94e2-21da3b838ed0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2019-01-07
Reporting Person: MACLEOD DONALD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-07 | Common Stock, $0.001 par value | M | 5223 | $62.47 | Acquired | 59788 | Direct |
| 2019-01-07 | Common Stock, $0.001 par value | S | 5223 | $233.65 | Disposed | 54565 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-07 | Stock Option (Right to Buy) | $62.47 | M | 5223 | Disposed | 2019-04-08 | Common Stock, $0.001 par value (5223.0) | Direct |
Footnotes
F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: Includes 807 Restricted Stock Units.
F3: The option is fully vested and exercisable.
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