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Broadcom Inc. — Director's Dealing 2019
Mar 20, 2019
29739_dirs_2019-03-20_61b6ca90-2e11-4756-b667-eba3f2688913.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2019-03-18
Reporting Person: Spears Kirsten M. (Principal Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-18 | Common Stock, $0.001 par value | A | 1875 | — | Acquired | 50248 | Direct |
| 2019-03-18 | Common Stock, $0.001 par value | F | 930 | $290.29 | Disposed | 49318 | Direct |
Footnotes
F1: On March 18, 2019, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that vested on March 15, 2019 with respect to the second of four performance periods pursuant to the terms of a performance stock unit award granted on March 15, 2017 under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The Reporting Person received one (1) share of common stock for each one (1) RSU.
F2: Includes 38,250 RSUs.
F3: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs previously granted to the Reporting Person.