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Broadcom Inc. — Director's Dealing 2019
Mar 22, 2019
29739_dirs_2019-03-22_4d7e35ef-c002-453b-8478-a38e31e63a97.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2019-03-20
Reporting Person: Krause Thomas H. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-20 | Common Stock, $0.001 par value | S | 2193 | $294.073 | Disposed | 104238 | Direct |
| 2019-03-20 | Common Stock, $0.001 par value | S | 6157 | $295 | Disposed | 98081 | Direct |
| 2019-03-20 | Common Stock, $0.001 par value | S | 4350 | $296.033 | Disposed | 93731 | Direct |
| 2019-03-20 | Common Stock, $0.001 par value | S | 1100 | $296.85 | Disposed | 92631 | Direct |
| 2019-03-20 | Common Stock, $0.001 par value | S | 694 | $297.999 | Disposed | 91937 | Direct |
Footnotes
F1: Transaction executed in multiple trades at prices ranging from $293.51 to $294.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F2: Includes 66,000 Restricted Stock Units.
F3: Transaction executed in multiple trades at prices ranging from $294.53 to $295.45 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $295.59 to $296.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote
F5: Transaction executed in multiple trades at prices ranging from $296.61 to $297.08 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6: Transaction executed in multiple trades at prices ranging from $297.79 to $298.20 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.