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Broadcom Inc. — Director's Dealing 2019
Mar 22, 2019
29739_dirs_2019-03-21_1fde8faa-67c7-4948-b0f2-f53f6e3b896d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2019-03-19
Reporting Person: Kawwas Charlie B (SVP & Chief Sales Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-19 | Common Stock, $0.001 par value | M | 3668 | $38.92 | Acquired | 109477 | Direct |
| 2019-03-19 | Common Stock, $0.001 par value | M | 5662 | $62.63 | Acquired | 115139 | Direct |
| 2019-03-19 | Common Stock, $0.001 par value | S | 9330 | $295.925 | Disposed | 105809 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-19 | Stock Option (Right to Buy) | $38.92 | M | 3668 | Disposed | 2020-03-01 | Common Stock, $0.001 par value (3668.0) | Direct |
| 2019-03-19 | Stock Option (Right to Buy) | $62.63 | M | 5662 | Disposed | 2021-03-01 | Common Stock, $0.001 par value (5662.0) | Direct |
Footnotes
F1: Includes 62,625 Restricted Stock Units.
F2: Transaction executed in multiple trades at prices ranging from $295.76 to $296.12 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3: The option is fully vested and exercisable.