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Broadcom Inc. — Director's Dealing 2019
Mar 25, 2019
29739_dirs_2019-03-25_729e6a8a-878b-4327-8cc0-e9f42572d97f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2019-03-21
Reporting Person: Kawwas Charlie B (SVP & Chief Sales Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-21 | Common Stock, $0.001 par value | M | 10000 | $71.86 | Acquired | 115809 | Direct |
| 2019-03-21 | Common Stock, $0.001 par value | S | 10000 | $295.045 | Disposed | 105809 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-21 | Stock Option (Right to Buy) | $71.86 | M | 10000 | Disposed | 2021-06-09 | Common Stock, $0.001 par value (10000.0) | Direct |
Footnotes
F1: Includes 62,625 Restricted Stock Units.
F2: Share price performance option (the "2014 Option") granted on June 10, 2014 pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The 2014 Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the 2014 Option fully vested on June 10, 2018. The exercisability requirements for the 2014 Option have been met.
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