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Broadcom Inc. Director's Dealing 2019

Mar 25, 2019

29739_dirs_2019-03-25_729e6a8a-878b-4327-8cc0-e9f42572d97f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2019-03-21

Reporting Person: Kawwas Charlie B (SVP & Chief Sales Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-03-21 Common Stock, $0.001 par value M 10000 $71.86 Acquired 115809 Direct
2019-03-21 Common Stock, $0.001 par value S 10000 $295.045 Disposed 105809 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-03-21 Stock Option (Right to Buy) $71.86 M 10000 Disposed 2021-06-09 Common Stock, $0.001 par value (10000.0) Direct

Footnotes

F1: Includes 62,625 Restricted Stock Units.

F2: Share price performance option (the "2014 Option") granted on June 10, 2014 pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The 2014 Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the 2014 Option fully vested on June 10, 2018. The exercisability requirements for the 2014 Option have been met.