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Broadcom Inc. — Director's Dealing 2019
Apr 3, 2019
29739_dirs_2019-04-03_c0dc2adf-13a4-42d7-8c9e-92cb7582ca18.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2019-04-01
Reporting Person: Low Check Kian (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-01 | Common Stock, $0.001 par value | A | 775 | — | Acquired | 2876 | Direct |
| 2019-04-01 | Common Stock, $0.001 par value | F | 54 | $305.79 | Disposed | 2822 | Direct |
Footnotes
F1: Grant of Restricted Stock Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 1, 2019. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date.
F2: Includes 775 RSUs.
F3: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs previously granted to the Reporting Person.