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Broadcom Inc. — Director's Dealing 2018
Apr 6, 2018
29739_dirs_2018-04-06_4f90f1c5-f16e-4a57-8bc0-33c8ddeca976.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2018-04-04
Reporting Person: EGGEBRECHT LEWIS C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-04 | Common Stock, $0.001 par value | A | 807 | $0.00 | Acquired | 6833 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.001 par value | 1500 | Indirect |
Footnotes
F1: Grant of Restricted Stock Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 4, 2018. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date.
F2: Includes 807 restricted stock units.
F3: Shares held by Lewis and Rebecca Eggebrecht Living Trust dated 6/21/1997 for which the Reporting Person serves as Trustee.