Broadcom Inc. — Director's Dealing 2018

Apr 6, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2018-04-04

Reporting Person: SAMUELI HENRY (Director, Chief Technical Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-04-04	Common Stock, $0.001 par value	J	53649	$0.00	Acquired	254338	Direct
2018-04-04	Common Stock, $0.001 par value	J	40058	$0.00	Acquired	40058	Indirect
2018-04-04	Common Stock, $0.001 par value	J	40058	$0.00	Acquired	40058	Indirect
2018-04-04	Common Stock, $0.001 par value	J	5752978	$0.00	Acquired	5752978	Indirect
2018-04-04	Common Stock, $0.001 par value	J	399918	$0.00	Acquired	399918	Indirect
2018-04-04	Common Stock, $0.001 par value	J	459690	$0.00	Acquired	459690	Indirect
2018-04-04	Common Stock, $0.001 par value	J	2766772	$0.00	Acquired	2766772	Indirect
2018-04-04	Common Stock, $0.001 par value	J	1860	$0.00	Acquired	1860	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-04-04	Exchangeable Units	$	J	53649	Disposed		Common Stock (53649)	Direct
2018-04-04	Exchangeable Units	$	J	40058	Disposed		Common Stock (40058)	Indirect
2018-04-04	Exchangeable Units	$	J	40058	Disposed		Common Stock (40058)	Indirect
2018-04-04	Exchangeable Units	$	J	5752978	Disposed		Common Stock (5752978)	Indirect
2018-04-04	Exchangeable Units	$	J	399918	Disposed		Common Stock (399918)	Indirect
2018-04-04	Exchangeable Units	$	J	459690	Disposed		Common Stock (459690)	Indirect
2018-04-04	Exchangeable Units	$	J	2766772	Disposed		Common Stock (2766772)	Indirect
2018-04-04	Exchangeable Units	$	J	1860	Disposed		Common Stock (1860)	Indirect

Footnotes

F1: In connection with the Redomiciliation (as defined in "Remarks" below), each exchangeable partnership unit of Broadcom Cayman L.P. (the "Exchangeable Unit"), an exempted limited partnership registered in the Cayman Islands of which Broadcom Limited was the general partner ("Broadcom Cayman L.P.") was converted on a one-for-one basis into a newly issued shares of common stock of Broadcom Inc.

F2: Includes 73,496 restricted stock units.

F3: Indirectly held by Henry Samueli 2016 GRAT, a trust for which the Reporting Person is trustee, through ownership of membership interests in HS REU, LLC, the direct holder of the common stock. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F4: Indirectly held by Susan Faye Samueli 2016 GRAT, a trust for which the Reporting Person's spouse is trustee, through ownership of membership interests in SFS REU, LLC, the direct holder of the common stock. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F5: Directly held by HS Portfolio L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F6: Directly held by HS Management, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F7: Directly held by H&S Portfolio II L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F8: Directly held by H&S Investments I L.P. and through its ownership of membership interests in HS REU, LLC and SFS REU, LLC, direct holders of certain shares of common stock. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F9: Directly held by H&S Ventures LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.