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Broadcom Inc. Director's Dealing 2018

Oct 17, 2018

29739_dirs_2018-10-17_51e4546a-ecea-4bc0-be05-dd95dc27942d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2018-10-15

Reporting Person: TAN HOCK E (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-10-15 Common Stock, $0.001 par value M 20000 $38.99 Acquired 129834 Direct
2018-10-15 Common Stock, $0.001 par value S 20000 $231.03 Disposed 109834 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-10-15 Stock Option (Right to Buy) $38.99 M 20000 Disposed 2020-09-21 Common Stock, $0.001 par value (20000.0) Direct

Footnotes

F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: Includes 4,507 Restricted Stock Units.

F3: Share price performance option (the "2013 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The 2013 Option is fully vested and the exercisability requirements for the 2013 Option have been met.