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Broadcom Inc. — Director's Dealing 2018
Oct 17, 2018
29739_dirs_2018-10-17_51e4546a-ecea-4bc0-be05-dd95dc27942d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2018-10-15
Reporting Person: TAN HOCK E (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-15 | Common Stock, $0.001 par value | M | 20000 | $38.99 | Acquired | 129834 | Direct |
| 2018-10-15 | Common Stock, $0.001 par value | S | 20000 | $231.03 | Disposed | 109834 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-15 | Stock Option (Right to Buy) | $38.99 | M | 20000 | Disposed | 2020-09-21 | Common Stock, $0.001 par value (20000.0) | Direct |
Footnotes
F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: Includes 4,507 Restricted Stock Units.
F3: Share price performance option (the "2013 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The 2013 Option is fully vested and the exercisability requirements for the 2013 Option have been met.
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