Broadcom Inc. — Director's Dealing 2018

Dec 8, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2018-12-04

Reporting Person: Kawwas Charlie B (SVP & Chief Sales Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-04	Common Stock, $0.001 par value	A	40000	—	Acquired	106725	Direct

Footnotes

F1: Award approved on December 4, 2018 with an effective grant date of January 15, 2019.

F2: Award of Restricted Stock Units ("RSUs") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. This award consists of four grants, each for 10,000 RSUs, and is intended to approximate four consecutive annual equity grants with successive four-year vesting periods. 25% of the shares underlying each grant vests on each annual anniversary of the vesting commencement date applicable to such grant. The four grants have successive vesting commencement dates of March 15, 2019, March 15, 2020, March 15, 2021 and March 15, 2022, such that the fourth grant under the award will not vest in full on until March 15, 2026, subject to continued service with the Issuer.

F3: Includes 78,375 RSUs and 18 shares acquired under the Issuer's Employee Stock Purchase Plan on September 14, 2018.