Broadcom Inc. — Director's Dealing 2018

Dec 17, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2018-12-13

Reporting Person: Krause Thomas H. (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-13	Common Stock, $0.001 par value	M	22500	$62.02	Acquired	129582	Direct
2018-12-13	Common Stock, $0.001 par value	S	10519	$256.628	Disposed	119063	Direct
2018-12-13	Common Stock, $0.001 par value	S	11981	$257.479	Disposed	107082	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-12-13	Stock Option (Right to Buy)	$62.02	M	22500	Disposed	2021-03-10	Common Stock, $0.001 par value (22500.0)	Direct

Footnotes

F1: Includes 78,625 Restricted Stock Units.

F2: Transaction executed in multiple trades at prices ranging from $256.06 to $257.05 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3: Transaction executed in multiple trades at prices ranging from $257.07 to $258.04 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F4: Share price performance option (the "2014 Option") granted on March 11, 2014 pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The 2014 Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the 2014 Option fully vested on March 11, 2018. The exercisability requirements for the 2014 Option have been met.