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Broadcom Inc. — Director's Dealing 2018
Dec 18, 2018
29739_dirs_2018-12-18_7a120b76-cf01-4d93-815b-9c39b7a6812d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Broadcom Inc. (AVGO)
CIK: 0001730168
Period of Report: 2018-12-14
Reporting Person: EGGEBRECHT LEWIS C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-14 | Common Stock, $0.001 par value | M | 5121 | $62.47 | Acquired | 11954 | Direct |
| 2018-12-14 | Common Stock, $0.001 par value | S | 2000 | $260.81 | Disposed | 9954 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-14 | Stock Option (Right to Buy) | $62.47 | M | 5121 | Disposed | 2019-04-08 | Common Stock, $0.001 par value (5121.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.001 par value | 1500 | Indirect |
Footnotes
F1: Includes 807 Restricted Stock Units.
F2: Shares held by Lewis and Rebecca Eggebrecht Living Trust dated 6/21/1997 for which the Reporting Person serves as Trustee.
F3: The option vested over 3 years, with 33.333% vesting on each anniversary of the grant date of April 9, 2014, such that the option fully vested on April 9, 2017.
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