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BRISTOL MYERS SQUIBB CO — Director's Dealing 2010
Mar 10, 2010
29889_dirs_2010-03-09_9500bf24-31da-4be7-9ecb-5e333a84effe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BRISTOL MYERS SQUIBB CO (BMY)
CIK: 0000014272
Period of Report: 2010-03-06
Reporting Person: HOOPER ANTHONY C (President Americas)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-06 | Common Stock, $0.10 par value | M | 8717 | $24.6 | Acquired | 119344 | Direct |
| 2010-03-06 | Common Stock, $0.10 par value | F | 4041 | $24.6 | Disposed | 115303 | Direct |
| 2010-03-07 | Common Stock, $0.10 par value | F | 2921 | $24.6 | Disposed | 112382 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-06 | Restricted Stock Units | $0 | M | 8717 | Disposed | Common Stock, $0.10 par value (8717) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.10 par value | 1480.2 | Indirect |
| Common Stock, $0.10 par value | 3675 | Indirect |
Footnotes
F1: Includes unvested restricted stock awards.
F2: Shares withheld for payment of taxes upon vesting of restricted stock units.
F3: Shares withheld for payment of taxes upon vesting of restricted stock.
F4: Based on a plan statement as of the end of the most recent fiscal quarter.
F5: Each restricted stock unit converts into one share of common stock upon vesting.
F6: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.