Brilliant Earth Group, Inc. — Director's Dealing 2021

Sep 24, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Brilliant Earth Group, Inc. (BRLT)
CIK: 0001866757
Period of Report: 2021-09-23

Reporting Person: Kuo Jeffrey Chuenhong (Chief Financial Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common Stock	137900	Indirect
Class B Common Stock	137900	Indirect
Class B Common Stock	673325	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Common Units	$		Class A Common Stock (326399)		Direct
Common Units	$		Class A Common Stock (137900)		Indirect
Common Units	$		Class A Common Stock (137900)		Indirect
Common Units	$		Class A Common Stock (557726)		Direct
Options (Right to Buy)	$12.00	2031-09-22	Class A Common Stock (45353)		Direct
Options (Right to Buy)	$12.00	2031-09-22	Class A Common Stock (9112)		Direct

Footnotes

F1: A portion of the Common Units will vest immediately upon issuance. The remaining non-vested Common Units vest as to 1/48th of the underlying shares in 31 substantially equal monthly installments, commencing on September 30, 2021, such that the Common Units will become fully vested on March 31, 2024.

F2: The Common Units may be redeemed by the Reporting Person at any time on or following the closing of the Initial Public Offering for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F3: The Common Units are fully vested.

F4: A portion of the options will vest immediately upon issuance. The remaining non-vested options vest and become exercisable as to the underlying shares in 31 substantially equal monthly installments commencing on September 30, 2021, such that the underlying shares will become fully vested on March 31, 2024.

F5: The option is fully vested and exercisable.