AI assistant
Brilliant Earth Group, Inc. — Director's Dealing 2021
Sep 24, 2021
33676_dirs_2021-09-23_c0349a7b-31bd-4ae9-b8d4-a56d5d5d4482.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Brilliant Earth Group, Inc. (BRLT)
CIK: 0001866757
Period of Report: 2021-09-23
Reporting Person: Harris Jennifer Noel (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 4299 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Units | $ | Class A Common Stock (41277) | Direct | ||
| Options (Right to Buy) | $12.00 | 2031-09-22 | Class A Common Stock (46878) | Direct |
Footnotes
F1: A portion of the Common Units will vest immediately upon issuance. The remaining non-vested Common Units vest as to 1/48th of the underlying shares in 43 substantially equal monthly installments, commencing on September 30, 2021, such that the Common Units will become fully vested on March 31, 2025.
F2: The Common Units may be redeemed by the Reporting Person at any time on or following the closing of the Initial Public Offering for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date.
F3: A portion of the options will vest immediately upon issuance. The remaining non-vested options vest and become exercisable as to the underlying shares in 43 substantially equal monthly installments commencing on September 30, 2021, such that the underlying shares will become fully vested on March 31, 2025.