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BrightView Holdings, Inc. — Director's Dealing 2022
Nov 22, 2022
32058_dirs_2022-11-22_cc302db2-e6e3-4ccb-814a-864df8578324.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BrightView Holdings, Inc. (BV)
CIK: 0001734713
Period of Report: 2022-11-18
Reporting Person: Dozier Michael Joe (President, Evergreen East)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-18 | Common Stock | M | 4082 | — | Acquired | 78281 | Direct |
| 2022-11-18 | Common Stock | M | 4089 | — | Acquired | 82370 | Direct |
| 2022-11-18 | Common Stock | F | 1229 | $7.48 | Disposed | 81141 | Direct |
| 2022-11-18 | Common Stock | F | 1231 | $7.48 | Disposed | 79910 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-18 | Restricted Stock Units | $ | A | 34090 | Acquired | Common Stock (34090) | Direct | |
| 2022-11-18 | Restricted Stock Units | $ | A | 57486 | Acquired | Common Stock (57486) | Direct | |
| 2022-11-18 | Restricted Stock Units | $ | M | 4082 | Disposed | Common Stock (4082) | Direct | |
| 2022-11-18 | Restricted Stock Units | $ | M | 4089 | Disposed | Common Stock (4089) | Direct |
Footnotes
F1: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.
F2: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
F3: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2022.
F4: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).
F5: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.
F6: Represents a grant of time-based restricted stock units that vest on November 18, 2023.
F7: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.
F8: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.