BrightView Holdings, Inc. — Director's Dealing 2021

Nov 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BrightView Holdings, Inc. (BV)
CIK: 0001734713
Period of Report: 2021-11-18

Reporting Person: Gottsegen Jonathan Mark (EVP, CLO & Corporate Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-19	Common Stock	M	6721	—	Acquired	80172	Direct
2021-11-19	Common Stock	F	2564	$15.43	Disposed	77608	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-18	Stock Options (Right to Buy)	$15.04	A	54506	Acquired	2031-11-18	Common Stock (54506)	Direct
2021-11-18	Restricted Stock Units	$	A	24801	Acquired		Common Stock (24801)	Direct
2021-11-19	Restricted Stock Units	$	M	6721	Disposed		Common Stock (6721)	Direct

Footnotes

F1: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2: Includes unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

F3: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 19, 2021.

F4: Represents a grant of time-based options that vest in four equal annual installments beginning on November 18, 2022.

F5: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

F7: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.