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BrightView Holdings, Inc. Director's Dealing 2021

Nov 23, 2021

32058_dirs_2021-11-22_b00e3838-20b2-4ee6-acdf-718afc14d3df.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BrightView Holdings, Inc. (BV)
CIK: 0001734713
Period of Report: 2021-11-18

Reporting Person: DONNELLY THOMAS C (President, Landscape Dev.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-19 Common Stock M 5061 Acquired 152929 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-18 Stock Options (Right to Buy) $15.04 A 41647 Acquired 2031-11-18 Common Stock (41647) Direct
2021-11-18 Restricted Stock Units $ A 18949 Acquired Common Stock (18949) Direct
2021-11-19 Restricted Stock Units $ M 5061 Disposed Common Stock (5061) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 164000 Indirect

Footnotes

F1: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

F3: Represents a grant of time-based options that vest in four equal annual installments beginning on November 18, 2022.

F4: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

F6: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.