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BrightView Holdings, Inc. Director's Dealing 2021

Nov 25, 2021

32058_dirs_2021-11-24_36ed9cd8-79fb-487d-9948-163dcfac2bc1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BrightView Holdings, Inc. (BV)
CIK: 0001734713
Period of Report: 2021-11-22

Reporting Person: Gollotto Jamie C. (President, Seasonal)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-22 Common Stock M 1254 Acquired 42496 Direct
2021-11-22 Common Stock M 2056 Acquired 44552 Direct
2021-11-22 Common Stock F 394 $15.00 Disposed 44158 Direct
2021-11-22 Common Stock F 597 $15.00 Disposed 43561 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-22 Restricted Stock Units $ M 1254 Disposed Common Stock (1254) Direct
2021-11-22 Restricted Stock Units $ M 2056 Disposed Common Stock (2056) Direct

Footnotes

F1: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

F3: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 22, 2021.

F4: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

F6: The number of restricted stock units remaining reflects the correction of an error in the Reporting Person's Form 4 filed on November 23, 2020 (the "2020 Form 4"), in which 1,253 restricted stock units should have been deducted from 5,015 unvested restricted stock units held prior to the vesting event reported.

F7: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two installments beginning on November 22, 2020.

F8: The number of restricted stock units remaining reflects the correction of an error in the 2020 Form 4, in which 1,944 restricted stock units should have been deducted from 4,000 unvested restricted stock units held prior to the vesting event reported.