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BrightView Holdings, Inc. Director's Dealing 2018

Jun 28, 2018

32058_dirs_2018-06-28_04d0a7a8-1852-4000-a4e8-29edf5908f04.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BrightView Holdings, Inc. (BV)
CIK: 0001734713
Period of Report: 2018-06-28

Reporting Person: FEENAN JOHN A (EVP & Chief Financial Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 158749 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options (Right to Buy) $22.00 2028-06-27 Common Stock (32073) Direct
Stock Options (Right to Buy) $22.00 2028-06-27 Common Stock (146690) Direct
Stock Options (Right to Buy) $22.00 2028-06-27 Common Stock (81249) Direct
Stock Options (Right to Buy) $22.00 2028-06-27 Common Stock (22727) Direct
Stock Options (Right to Buy) $22.00 2028-06-27 Common Stock (45587) Direct

Footnotes

F1: Includes unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

F2: Represents time-based options that vest in four equal annual installments beginning on the first anniversary of the Issuer's initial public offering.

F3: Represents time-based options of which 40% are vested. The remaining 60% will vest in three equal annual installments on February 28, 2019, February 29, 2020 and February 28, 2021.

F4: Represents time-based options of which 20% are vested. The remaining 80% will vest in four equal annual installments beginning on November 10, 2018.

F5: Represents time-based options that vest in five equal annual installments beginning on February 21, 2019.

F6: Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable. Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.