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Brighthouse Financial, Inc. — Director's Dealing 2023
Mar 3, 2023
31345_dirs_2023-03-03_d165ec56-1006-40ec-895b-456085f48d28.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Brighthouse Financial, Inc. (BHF)
CIK: 0001685040
Period of Report: 2023-03-01
Reporting Person: Rosenthal John (EVP & Chief Investment Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-01 | Common Stock | M | 13373 | — | Acquired | 94030 | Direct |
| 2023-03-01 | Common Stock | F | 6824 | $58.35 | Disposed | 87206 | Direct |
| 2023-03-01 | Common Stock | A | 26010 | $58.35 | Acquired | 113216 | Direct |
| 2023-03-01 | Common Stock | F | 13158 | $58.35 | Disposed | 100058 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-01 | Restricted Stock Units | $ | M | 5115 | Disposed | Common Stock (5115.0) | Direct | |
| 2023-03-01 | Restricted Stock Units | $ | M | 4443 | Disposed | Common Stock (4443.0) | Direct | |
| 2023-03-01 | Restricted Stock Units | $ | M | 3815 | Disposed | Common Stock (3815.0) | Direct | |
| 2023-03-01 | Restricted Stock Units | $ | A | 9854 | Acquired | Common Stock (9854.0) | Direct |
Footnotes
F1: Payout of shares upon the vesting of tranches of Restricted Stock Units ("RSUs") granted in March 2020, March 2021 and March 2022.
F2: Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock.
F3: Shares acquired from the payout of the 2020 Performance Share Unit award. The number of shares issued was based on the achievement of performance goals over the 2020-2022 performance period.
F4: Represents the vesting of the final tranche of the 2020 RSU award.
F5: Represents the vesting of the second of three tranches of the 2021 RSU award. The final tranche will vest on the first business day in March 2024.
F6: Represents the vesting of the first of three tranches of the 2022 RSU award. The remaining tranches will vest in substantially equal installments on the first business day in March 2024 and 2025.
F7: RSUs awarded in 2023 will vest in three substantially equal installments on the first business day in March 2024, 2025 and 2026.