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Brighthouse Financial, Inc. — Director's Dealing 2022
Mar 3, 2022
31345_dirs_2022-03-03_8b0bf449-6cc4-4ce2-9db0-8e75d951ec39.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Brighthouse Financial, Inc. (BHF)
CIK: 0001685040
Period of Report: 2022-03-01
Reporting Person: Rosenthal John (EVP & Chief Investment Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-01 | Common Stock | M | 13322 | — | Acquired | 78964 | Direct |
| 2022-03-01 | Common Stock | F | 6769 | $48.06 | Disposed | 72195 | Direct |
| 2022-03-01 | Common Stock | A | 17274 | $48.06 | Acquired | 89469 | Direct |
| 2022-03-01 | Common Stock | F | 8812 | $48.06 | Disposed | 80657 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-01 | Restricted Stock Units | $ | M | 3763 | Disposed | Common Stock (3763) | Direct | |
| 2022-03-01 | Restricted Stock Units | $ | M | 5115 | Disposed | Common Stock (5115) | Direct | |
| 2022-03-01 | Restricted Stock Units | $ | M | 4444 | Disposed | Common Stock (4444) | Direct | |
| 2022-03-01 | Restricted Stock Units | $ | A | 11444 | Acquired | Common Stock (11444) | Direct |
Footnotes
F1: Payout of shares upon vesting of tranches of Restricted Stock Units ("RSUs") granted in March 2019, March 2020 and March 2021.
F2: Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock.
F3: Shares acquired from the payout of the 2019 Performance Share Unit award. The number of shares issued was based on the achievement of performance goals over the 2019-2021 performance period.
F4: Represents vesting of the final tranche of the 2019 RSU award.
F5: Represents vesting of the second of three tranches of the 2020 RSU award. The final tranche will vest on the first business day in March 2023.
F6: Represents vesting of the first of three tranches of the 2021 RSU award. The remaining tranches will vest in substantially equal installments on the first business day in March 2023 and 2024.
F7: RSUs awarded in 2022 vest in three substantially equal installments on the first business day in March 2023, 2024 and 2025.