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Brighthouse Financial, Inc. — Director's Dealing 2021
Mar 3, 2021
31345_dirs_2021-03-03_0ffaf958-343d-4327-9ec1-faef1fd5f814.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Brighthouse Financial, Inc. (BHF)
CIK: 0001685040
Period of Report: 2021-03-01
Reporting Person: Dumais Lynn A. (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Common Stock | M | 3819 | — | Acquired | 10534 | Direct |
| 2021-03-01 | Common Stock | F | 1226 | $41.26 | Disposed | 9308 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-01 | Restricted Stock Units | $ | M | 1745 | Disposed | Common Stock (1745) | Direct | |
| 2021-03-01 | Restricted Stock Units | $ | M | 958 | Disposed | Common Stock (958) | Direct | |
| 2021-03-01 | Restricted Stock Units | $ | M | 1116 | Disposed | Common Stock (1116) | Direct | |
| 2021-03-01 | Restricted Stock Units | $ | A | 2908 | Acquired | Common Stock (2908) | Direct |
Footnotes
F1: Payout of shares upon vesting of tranches of Restricted Stock Units ("RSUs") granted in March 2018, March 2019 and March 2020.
F2: Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock.
F3: Represents vesting of the final tranche of the 2018 RSU award.
F4: Represents vesting of the second of three tranches of the 2019 RSU award. The final tranche will vest on the first business day in March 2022.
F5: Represents vesting of the first of three tranches of the 2020 RSU award. The remaining tranches will vest in substantially equal installments on the first business day in March 2022 and 2023.
F6: RSUs awarded in 2021 vest in three substantially equal installments on the first business day in March 2022, 2023 and 2024.