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Brighthouse Financial, Inc. Director's Dealing 2021

Mar 3, 2021

31345_dirs_2021-03-03_d106ba85-f003-4d17-9d73-69969190b98b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Brighthouse Financial, Inc. (BHF)
CIK: 0001685040
Period of Report: 2021-03-01

Reporting Person: Huss Vonda (EVP, Chief HR Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-01 Common Stock M 3782 Acquired 11704 Direct
2021-03-01 Common Stock F 1225 $41.26 Disposed 10479 Direct
2021-03-01 Common Stock A 2583 $41.26 Acquired 13062 Direct
2021-03-01 Common Stock F 756 $41.26 Disposed 12306 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-01 Restricted Stock Units $ M 662 Disposed Common Stock (662) Direct
2021-03-01 Restricted Stock Units $ M 1381 Disposed Common Stock (1381) Direct
2021-03-01 Restricted Stock Units $ M 1739 Disposed Common Stock (1739) Direct
2021-03-01 Restricted Stock Units $ A 6398 Acquired Common Stock (6398) Direct

Footnotes

F1: Payout of shares upon vesting of tranches of Restricted Stock Units ("RSUs") granted in March 2018, March 2019 and March 2020.

F2: Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock.

F3: Shares acquired from the payout of the 2018 Performance Share Unit award. The number of shares issued was based on the achievement of performance goals over the 2018-2020 performance period.

F4: Represents vesting of the final tranche of the 2018 RSU award.

F5: Represents vesting of the second of three tranches of the 2019 RSU award. The final tranche will vest on the first business day in March 2022.

F6: Represents vesting of the first of three tranches of the 2020 RSU award. The remaining tranches will vest in substantially equal installments on the first business day in March 2022 and 2023.

F7: RSUs awarded in 2021 vest in three substantially equal installments on the first business day in March 2022, 2023 and 2024.