Bright Smart Securities & Commodities Group Limited — Share Issue/Capital Change 2014

Mar 6, 2014

For Main Board and GEM listed issuers

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Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) : 28/02/2014

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer : Bright Smart Securities & Commodities Group Limited Date Submitted : 6 March 2014

I. Movements in Authorised Share Capital

1. Ordinary Shares

1. Ordinary Shares	1. Ordinary Shares	1. Ordinary Shares	1. Ordinary Shares	1. Ordinary Shares	1. Ordinary Shares
(1) Stock code : 1428 Balance at close of preceding month Increase/(decrease) Balance at close of the month	1428	Description : No. of ordinary shares 2,000,000,000		Ordinary Shares Par value (State currency) Authorised share capital (State currency) HK$0.30 HK$600,000,000 — HK$0.30 HK$600,000,000
				Par value (State currency) HK$0.30 HK$0.30
		—
		2,000,000,000
(2) Stock code : — Balance at close of preceding month Increase/(decrease) Balance at close of the month	—	Description : No. of ordinary shares —			— Authorised share capital (State currency) — — —
				Par value (State currency) — —
		—
		—

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For Main Board and GEM listed issuers

2. Preference Shares

2. Preference Shares	s
Stock code : — Balance at close of preceding month Increase/(decrease) Balance at close of the month	—	Description : No. of preference shares —			—
				Par value (State currency) — —	Authorised share capital (State currency) —
		—			—
		—			—

3. Other Classes of Shares

3. Other Classes of Shares	Shares
Stock code : — Balance at close of preceding month Increase/(decrease) Balance at close of the month	—	Description : No. of other classes of shares —			—
				Par value (State currency) — —	Authorised share capital (State currency) —
		—			—
		—			—

Total authorised share capital at the end of the month (State currency) :

HK$600,000,000

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For Main Board and GEM listed issuers

II. Movements in Issued Share Capital

II. Movements in Issued Share Capital	II. Movements in Issued Share Capital	II. Movements in Issued Share Capital	II. Movements in Issued Share Capital	II. Movements in Issued Share Capital
Balance at close of preceding month Increase /(decrease) Balance at close of the month	No. of ordinary shares (1) (2)		No of preference shares	No. of other classes of shares
	1,045,758,012 20,000 1,045,778,012	— — —	— — —	— — —

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

	Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable		Movement duringthe month	Movement duringthe month	Movement duringthe month	Movement duringthe month	No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month	No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month
			Granted	Exercised	Cancelled
1. Share Option Scheme (04/08/2010) Ordinaryshares Exerciseprice: HK$0.98 Nil 20,000 (Note 1) 2. — (—/—/— ) shares — — (Note 1) 3. — (—/—/— ) shares — — (Note 1) Total A. Total funds raised during the month from exercise of options (State currency)	1. Share Option Scheme			20,000			20,000 — — 20,000 — — HK$19,600	4,030,000
	(04/08/2010)
	Ordinaryshares
	Exerciseprice:
	HK$0.98
	(Note 1) 2. —			—				—
	(—/—/— )
	shares
	(Note 1) 3. —			—				—
	(—/—/— )
	shares

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For Main Board and GEM listed issuers

Warrants to Issue Shares of the Issuer which are to be Listed

Description of warrants (Date of expiry - dd/mm/yyyy)	Description of warrants (Date of expiry - dd/mm/yyyy)	Currency of nominal value Nominal value at close of preceding month	Currency of nominal value Nominal value at close of preceding month	Exercised during the month Nominal value at close of the month No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month	Exercised during the month Nominal value at close of the month No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month	Exercised during the month Nominal value at close of the month No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month
	1. — (—/—/—) Stock code (if listed) Class of shares issuable_(Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 2.— (—/—/—) Stock code (if listed) Class of shares issuable(Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3.— (—/—/—) Stock code (if listed) Class of shares issuable(Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4.— (—/—/—) Stock code (if listed) Class of shares issuable(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy)	— —	— — — /— ) — — — /— ) — — — /— ) — — — /— ) Total B.(Ordinary shares) (Preference shares) (Other class)		— — — — —	—
						—
		—
		—
		(—/—
		— —
						—
		—
		—
		(—/—
		— —
						—
		—
		—
		(—/—
		— —
		—
		—
		(—/—
					—
					—

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For Main Board and GEM listed issuers

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

Class and description	Class and description	Currency of amount outstanding	Amount at close of preceding month	Converted during the month	Amount at close of the month	No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month	No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month
	1. — Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) 2. — Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. — Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. — Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)	—	— —	— — — — — — — — Total C. (Ordinary shares) (Preference shares) (Other class)		— — — — —	—
							—
			—
			—
		(—/—/— )
		—	— -
							—
			—
			—
		(—/—/— )
		—	— —
							—
			—
			—
		(—/—/— )
		—	— —
			—
			—
		(—/—/— )
						—
						—

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For Main Board and GEM listed issuers

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

than under Share Option Schemes)	than under Share Option Schemes)	,	,
Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable:		No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month
1. 2. 3.	—	— — — — — —	—
	(—/—/— )
	shares_(Note 1)_
	—		—
	(—/—/— )
	shares_(Note 1)_
	—		—
	(—/—/— )
	shares_(Note 1)_
	Total D. (Ordinary shares)
	(Preference shares)
	(Other class)

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For Main Board and GEM listed issuers

Other Movements in Issued Share Capital

Other Movements in Issued Share Capital
Type of Issue		No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month
1. Rights issue At price : State currency	— Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	— (—/—/—) (—/—/—)	—	—
2. Open offer At price : State currency	— Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	— (—/—/—) (—/—/—)	—	—
3. Placing At price : State currency	— Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	— (—/—/—) (—/—/—)	—	—
4. Bonus issue	Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	— (—/—/—) (—/—/—)	—	—

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For Main Board and GEM listed issuers

	For Main Board and GEM listed issuers	For Main Board and GEM listed issuers	For Main Board and GEM listed issuers	For Main Board and GEM listed issuers
Type of Issue	No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month
5. Scrip dividend At price : State currency	Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) — (—/—/—) (—/—/—) —		—	—
6. Repurchase of shares	Class of shares repurchased_(Note 1)_ Cancellation date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	— (—/—/—) (—/—/—)	—	—
7. Redemption of shares	Class of shares redeemed_(Note 1)_ Redemption date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	— (—/—/—) (—/—/—)	—	—
8. Consideration issue At price : State currency	— Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	— (—/—/—) (—/—/—)	—	—

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For Main Board and GEM listed issuers

	For Main Board and GEM listed issuers	For Main Board and GEM listed issuers	For Main Board and GEM listed issuers	For Main Board and GEM listed issuers
Type of Issue	No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month
9. Capital reorganisation	Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) — (—/—/—) (—/—/—)		—	—
10. Other (Please specify) At price : State currency	— Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) — (—/—/—) (—/—/—)		—	—
	Total E. (Ordinary shares) (Preference shares) (Other class)		—
			—
			—
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) 20,000 (2) — Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): — Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): — (Thesefigures should be the same as the relevantfigures under II above(“Movements in Issued Share Capital”).)			20,000
			—
			—
			—

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For Main Board and GEM listed issuers

Remarks (if any):

Due to a clerical error, a batch of 10,000 options was mistakenly classified as lapsed in the previous month. The figure is now reinstated.

Submitted by: Chan Kwan Pak Title: Company Secretary (Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. If there is insufficient space, please append the prescribed continuation sheet.

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