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Bright Smart Securities & Commodities Group Limited — Share Issue/Capital Change 2011
Feb 2, 2011
49919_rns_2011-02-02_f81290b1-ccb1-4a30-8c2e-8bd13b6b38ad.pdf
Share Issue/Capital Change
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For Main Board and GEM listed issuers
==> picture [139 x 67] intentionally omitted <==
Monthly Return of Equity Issuer on Movements in Securities
For the month ended (dd/mm/yyyy) : 31 January 2011
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer : Bright Smart Securities & Commodities Group Limited Date Submitted : 2 February 2011
- I. Movements in Authorised Share Capital
1. Ordinary Shares
| 1. Ordinary Shares | 1. Ordinary Shares | 1. Ordinary Shares | 1. Ordinary Shares | 1. Ordinary Shares | 1. Ordinary Shares |
|---|---|---|---|---|---|
| (1) Stock code : 01428 Balance at close of preceding month Increase/(decrease) Balance at close of the month |
01428 | Description : Ordinary Shares No. of ordinary shares Par value (State currency) 2,000,000,000 HK$0.30 N/A - 2,000,000,000 HK$0.30 |
Ordinary Shares | Authorised share capital (State currency) HK$600,000,000 N/A HK$600,000,000 |
|
| Par value (State currency) HK$0.30 - HK$0.30 |
|||||
| (2) Stock code : N/A Balance at close of preceding month Increase/(decrease) Balance at close of the month |
N/A | Description : No. of ordinary shares N/A |
N/A | Authorised share capital (State currency) N/A N/A N/A |
|
| Par value (State currency) N/A N/A |
|||||
| N/A | |||||
| N/A | |||||
Page 1 of 10
For Main Board and GEM listed issuers
2. Preference Shares
| Stock code : N/A Balance at close of preceding month Increase/(decrease) Balance at close of the month |
N/A | Description : No. of preference shares N/A |
N/A | N/A | |
|---|---|---|---|---|---|
| Par value (State currency) N/A N/A |
Authorised share capital (State currency) N/A |
||||
| N/A | N/A | ||||
| N/A | N/A |
3. Other Classes of Shares
| Stock code : N/A Balance at close of preceding month Increase/(decrease) Balance at close of the month |
N/A | Description : No. of other classes of shares N/A |
N/A | N/A | |
|---|---|---|---|---|---|
| Par value (State currency) N/A N/A |
Authorised share capital (State currency) N/A |
||||
| N/A | N/A | ||||
| N/A | N/A |
Total authorised share capital at the end of the month (State currency) :
HK$600,000,000
Page 2 of 10
For Main Board and GEM listed issuers
II. Movements in Issued Share Capital
| Balance at close of preceding month Increase /(decrease) Balance at close of the month |
No. of ordinary shares (1) (2) |
No of preference shares |
No. of other classes of shares |
|
| 679,682,000 0 679,682,000 |
N/A N/A N/A |
N/A N/A N/A |
N/A N/A N/A |
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
| Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable |
Movement duringthe month | Movement duringthe month | Movement duringthe month | Movement duringthe month | No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|
|---|---|---|---|---|---|---|---|
| Granted | Exercised | Cancelled | |||||
| 1.N/A (Note 1) 2.N/A (/ /) (Note 1) 3.N/A (/ /) (Note 1) Total A. Total funds raised during the month from exercise of options (State currency) |
Nil N/A N/A |
||||||
Page 3 of 10
For Main Board and GEM listed issuers
Warrants to Issue Shares of the Issuer which are to be Listed
| Description of warrants (Date of expiry - dd/mm/yyyy) |
Description of warrants (Date of expiry - dd/mm/yyyy) |
Currency of nominalvalue Nominal value at close of preceding month |
Exercised during the month Nominal value at close of themonth No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
Exercised during the month Nominal value at close of themonth No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
Exercised during the month Nominal value at close of themonth No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|---|---|---|---|---|---|
| 1. N/A ( / / ) Stock code (if listed) Class of shares issuable(Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 2. N/A ( / / ) Stock code (if listed) Class of shares issuable(Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable(Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable(Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) |
Nil | ||||
| N/A | |||||
| N/A | |||||
Page 4 of 10
For Main Board and GEM listed issuers
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
| Class and description | Class and description | Currency of amount outstanding |
Amount at close of preceding month |
Converted during the month |
Amount at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|---|---|---|---|---|---|---|---|
| 1. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) |
Total C. (Ordinary shares) (Preference shares) (Other class) |
Nil | |||||
| ( / | / ) | ||||||
| (/ | /) | ||||||
| (/ | /) | ||||||
| (/ | /) | ||||||
| N/A | |||||||
| N/A | |||||||
Page 5 of 10
For Main Board and GEM listed issuers
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
| Full particulars including EGM approval date (dd/mm/yyyy), if applicable,and class ofsharesissuable: |
Full particulars including EGM approval date (dd/mm/yyyy), if applicable,and class ofsharesissuable: |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|---|---|---|---|
| 1. 2. 3. |
N/A | Nil N/A N/A |
|
| ( / / ) | |||
| shares(Note 1) | |||
| N/A | |||
| ( / / ) | |||
| shares (Note 1) | |||
| N/A | |||
| ( / / ) | |||
| shares(Note 1) | |||
| Total D.(Ordinaryshares) | |||
| (Preference shares) | |||
| (Other class) |
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For Main Board and GEM listed issuers
Other Movements in Issued Share Capital
| Other Movements in Issued Share Capital | |||
|---|---|---|---|
| Type of Issue | No. of new shares of issuer issued during the month pursuant thereto |
No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|
| 1. Rights issue At price : State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) N/A ( / / ) ( / / ) |
N/A | N/A |
| 2. Open offer At price : State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) N/A ( / / ) ( / / ) |
N/A | N/A |
| 3. Placing At price : State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) N/A |
N/A | N/A |
| 4. Bonus issue | Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) N/A ( / / ) ( / / ) |
N/A | N/A |
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For Main Board and GEM listed issuers
| For Main Board and GEM listed issuers | For Main Board and GEM listed issuers | For Main Board and GEM listed issuers | ||
|---|---|---|---|---|
| Type of Issue | No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|||
| 5. Scrip dividend At price : State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) N/A ( / / ) ( / / ) |
N/A | N/A | |
| 6. Repurchase of shares |
Class of shares repurchased(Note 1) Cancellation date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) N/A ( / / ) ( / / ) |
N/A | N/A | |
| 7. Redemption of shares |
Class of shares redeemed(Note 1) Redemption date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) N/A ( / / ) ( / / ) |
N/A | N/A | |
| 8. Consideration issue At price : State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) N/A ( / / ) ( / / ) |
N/A | N/A | |
Page 8 of 10
For Main Board and GEM listed issuers
| For Main Board and GEM listed issuers | For Main Board and GEM listed issuers | For Main Board and GEM listed issuers | |
|---|---|---|---|
| Type of Issue | No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
||
| 9. Capital reorganisation |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) N/A ( / / ) ( / / ) |
N/A | N/A |
| 10. Other (Please specify) At price : State currency |
Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) N/A ( / / ) ( / / ) |
||
| Total E. (Ordinary shares) (Preference shares) (Other class) |
Nil | ||
| N/A | |||
| N/A | |||
| Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): | (1) | Nil |
|---|---|---|
| (2) | Nil | |
| Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): | N/A | |
| Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): | N/A | |
| (Thesefigures should be the same as the relevantfigures under II above(“Movements in Issued Share Capital”).) |
Page 9 of 10
For Main Board and GEM listed issuers
Remarks (if any):
Submitted by: Chan Wing Shing, Wilson Title: Director (Director, Secretary or other duly authorised officer)
Notes :
-
State the class of shares (e.g. ordinary, preference or other).
-
If there is insufficient space, please append the prescribed continuation sheet.
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