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Bright Smart Securities & Commodities Group Limited M&A Activity 2025

Apr 30, 2025

49919_rns_2025-04-30_44d824d2-3bf4-4030-899c-6ccc9b0d0656.pdf

M&A Activity

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SECURITIES AND

FUTURES COMMISSION

證券及期貨事務監察委員會

Public Disclosure Form

30 April 2025

Possible mandatory general offer

Disclosure of dealings in the shares of Bright Smart Securities & Commodities Group Limited

The Executive received the following disclosure of securities dealings pursuant to Rule 22 of the Hong Kong Code on Takeovers and Mergers:

Party Date Description of relevant securities Description of products Nature of dealings Number of reference securities to which the derivatives relate Maturity date / closing out date Reference price Total amount paid / received Resultant balance (including those of any person with whom there is an agreement or understanding)
Morgan Stanley Capital Services LLC 29 April 2025 Derivatives Other types of products Unsolicited client facilitation - Purchase 2,000 31 July 2025 $6.2037 $12,407.4000 0
Derivatives Other types of products Unsolicited client facilitation - Sale 2,000 31 July 2025 $6.2037 $12,407.4000 0
Derivatives Other types of products Unsolicited client facilitation - Purchase 2,860 18 December 2026 $6.4664 $18,493.9100 0

SFC

證監會

Public Disclosure Form

Derivatives Other types of products Unsolicited client facilitation - Sale 2,860 18 December 2026 $6.4664 $18,493.9100 0
Derivatives Other types of products Unsolicited client facilitation - Purchase 4,000 30 May 2025 $5.7900 $23,160.0000 0
Derivatives Other types of products Unsolicited client facilitation - Sale 4,000 30 May 2025 $5.7900 $23,160.0000 0
Derivatives Other types of products Unsolicited client facilitation - Purchase 4,000 15 March 2027 $5.9350 $23,740.0000 0
Derivatives Other types of products Unsolicited client facilitation - Sale 4,000 15 March 2027 $5.9350 $23,740.0000 0
Derivatives Other types of products Unsolicited client facilitation - Purchase 5,999 30 October 2025 $6.2037 $37,215.9963 0
Derivatives Other types of products Unsolicited client facilitation - Sale 5,999 30 October 2025 $6.2037 $37,215.9963 0
Derivatives Other types of products Unsolicited client facilitation - Purchase 8,000 29 May 2026 $7.3746 $58,997.0000 0
Derivatives Other types of products Unsolicited client facilitation - Sale 8,000 29 May 2026 $7.3746 $58,997.0000 0

SFC

證監會

Public Disclosure Form

Derivatives Other types of products Unsolicited client facilitation - Purchase 40,000 30 November 2026 $7.4215 $296,860.0000 0
Derivatives Other types of products Unsolicited client facilitation - Sale 40,000 30 November 2026 $7.4215 $296,860.0000 0
Derivatives Other types of products Unsolicited client facilitation - Purchase 50,000 28 November 2025 $7.4080 $370,399.9900 0
Derivatives Other types of products Unsolicited client facilitation - Sale 50,000 28 November 2025 $7.4080 $370,399.9900 0
Derivatives Other types of products Unsolicited client facilitation - Purchase 56,000 29 May 2026 $7.3746 $412,979.0000 0
Derivatives Other types of products Unsolicited client facilitation - Sale 56,000 29 May 2026 $7.3746 $412,979.0000 0
Derivatives Other types of products Unsolicited client facilitation - Purchase 80,000 30 November 2026 $6.6333 $530,660.0000 0
Derivatives Other types of products Unsolicited client facilitation - Sale 80,000 30 November 2026 $6.6333 $530,660.0000 0
Derivatives Other types of products Unsolicited client facilitation - Purchase 100,000 28 November 2025 $6.6502 $665,020.0000 0

SFC

證監會

Public Disclosure Form

Derivatives Other types of products Unsolicited client facilitation - Sale 100,000 28 November 2025 $6.6502 $665,020.0000 0
Derivatives Other types of products Unsolicited client facilitation - Purchase 128,000 30 May 2025 $5.8072 $743,320.0000 0
Derivatives Other types of products Unsolicited client facilitation - Sale 128,000 30 May 2025 $5.8072 $743,320.0000 0
Derivatives Other types of products Unsolicited client facilitation - Purchase 150,000 15 July 2026 $5.7339 $860,080.0500 0
Derivatives Other types of products Unsolicited client facilitation - Sale 150,000 15 July 2026 $5.7339 $860,080.0500 0
Derivatives Other types of products Unsolicited client facilitation - Purchase 180,000 30 May 2025 $5.8139 $1,046,500.0002 0
Derivatives Other types of products Unsolicited client facilitation - Sale 180,000 30 May 2025 $5.8139 $1,046,500.0002 0
Derivatives Other types of products Unsolicited client facilitation - Purchase 274,040 2 July 2025 $6.5587 $1,797,340.3301 0
Derivatives Other types of products Unsolicited client facilitation - Sale 274,040 2 July 2025 $6.5587 $1,797,340.3301 0

SFC

證監會

Public Disclosure Form

Derivatives Other types of products Unsolicited client facilitation - Purchase 336,000 29 November 2029 $5.8046 $1,950,339.9989 0
Derivatives Other types of products Unsolicited client facilitation - Sale 336,000 29 November 2029 $5.8046 $1,950,339.9989 0

End

Note:

Morgan Stanley Capital Services LLC is a Class (5) associate connected with the Offeror.

Dealings were made for its own account.

Morgan Stanley Capital Services LLC is ultimately owned by Morgan Stanley.