Bridgewater Bancshares Inc — Director's Dealing 2021

Nov 22, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Bridgewater Bancshares Inc (BWB)
CIK: 0001341317
Period of Report: 2021-11-21

Reporting Person: Crocker Mary Jayne (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-21	Common Stock	M	12750	$3	Acquired	153867	Direct
2021-11-21	Common Stock	F	3516	$18.51	Disposed	150351	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-21	Option to buy	$3	X	12750	Disposed	2023-12-31	Common Stock (12750)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Depositary Shares	4000	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option to buy	$7.47	2027-09-30	Common Stock (150000)	150000	Direct
Option to buy	$12.92	2029-12-06	Common Stock (27000)	27000	Direct

Footnotes

F1: Each depositary share represents ownership of a 1/100th interest in a share of the Issuer's 5.875% Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share.

F2: Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan

F3: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014.

F4: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

F5: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.

F6: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019.