Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

BREAKTHROUGH MINERALS LIMITED Major Shareholding Notification 2016

May 1, 2016

64579_rns_2016-05-01_d0c3b521-8fa8-498b-9df6-c1264bd8a0fc.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

INTRA ENERGY CORPORATION LTD INTRA ENERGY CORPORATION LTD
ToCompany Name/Scheme
ACN/ARSN 124 408 751
1. Details of substantial holder (1)
Name Aspac Mining Limited (ARBN 116 553 087) and its associates Farjoy Pty Ltd (ACN 000 384 903),Graeme
Robertson, Intrasia Capital Pte Ltd, Ellen Teja, Natalie Robertson, Mark Robertson, David Robertson and Sharon
Robertson
ACN / ARSN (if applicable)
There was a change in the interest of the
substantial holder on 28 April 2016
The previous notice was given to the company on 30/11/2015
The previous notice was dated
30/11/2015

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous Notice Previous Notice Present Notice Present Notice
Person’s votes Voting power(5) Person’s votes Voting power(5)
ORDINARYSHARES 118,806,585 33.33% 118,806,585 33.33%

3. Changes in relevant interests

Particulars of each change in, or change in nature of, a relevant interest of the substantial holder or the associate in the voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Persons whose
relevant interest
changed
Nature of change (6) Consideration
given in
relation to
change
Class and number
of securities
affected
Person’s votes
affected
28 April 2016 Aspac Mining
Limited &
Associates
Off market purchase $121,931.05 30,482,763 30,482,763
28April 2016 FarjoyPtyLtd Off market sale - 30,482,763 30,482,763

4. Present relevant interest

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant
interest
Registered holder of
securities
Person entitled to
be registered as
holder(8)
Nature of relevant
interest (6)
Class and number
of securities
Person’s votes
Graeme Robertson Aspac Mining Limited - Nil 103,012,065 103,012,065
GraemeRobertson GraemeRobertson - Nil 9,675,779 9,675,779
FarjoyPtyLtd FarjoyPtyLtd - Nil NIl NIl
Ellen Teja Ellen Teja - Nil 834,918 834,918
NatalieRobertson NatalieRobertson - Nil 25,185 25,185
Mark Robertson Mark Robertson - Nil 11,111 11,111
DavidRobertson DavidRobertson - Nil 11,111 11,111
Sharon Robertson Sharon Robertson - Nil 31,111 31,111
Intrasia Capital Pte
Ltd
Intrasia Capital Pte Ltd - Nil 5,205,305 5,205,305

5. Changes in Association

The persons who have become associates (2) of , ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme as follows:

Name andACN/ARSN(ifapplicable) Nature ofassociation
FarjoyPtyLtd Ceased to be anassociate

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
GRAEME ROBERTSON 88 CAIRNHILL ROAD,SINGAPORE

Signature

GRAEME ROBERTSON Capacity BENEFICIAL OWNER print name

sign here

==> picture [86 x 41] intentionally omitted <==

2 May 2016

DIRECTIONS

(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

  • (2) See the definition of “associate” in section 9 of the Corporations Act 2001.

  • (3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations A.

(4) The voting shares of a company constitute one class unless divided into separate classes.

(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

(6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

(7) Include details of:

  • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

(8) If the substantial holder is unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write “unknown”.

(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.