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BREAKTHROUGH MINERALS LIMITED — Major Shareholding Notification 2011
May 5, 2011
64579_rns_2011-05-05_14dadbe7-8840-43d1-8011-6ca941ee95fa.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
INTRA ENERGY CORPORATION LTD To Company Name/Scheme ACN/ARSN 124 408 751 1. Details of substantial holder (1) Name Graeme Robertson, his controlled entity: Aspac Mining Limited (ARBN 116 553 087), and Ellen Teja ACN / ARSN (if applicable) There was a change in the interest of the substantial holder on 4 / 5 / 2011. The previous notice was given to the company on 14 / 3 / 2011 The previous notice was dated 2 / 3 / 2011 .
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous Notice | Previous Notice | Present Notice | Present Notice |
|---|---|---|---|---|
| Person’s votes | Voting power(5) | Person’s votes | Voting power(5) | |
| ORDINARYSHARES | 19,773,877 | 12.50% | 28,829,432 | 14.78% |
3. Changes in relevant interests
Particulars of each change in, or change in nature of, a relevant interest of the substantial holder or the associate in the voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Persons whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 4/5/ 2011 | Aspac Mining Ltd | Participation in Tranche 2 of Placement. |
$3,574,999.80 | 7,944,444 | 7,944,444 |
| 4/5/ 2011 | Graeme Robertson | Participation in Tranche 2 of Placement. |
$252,499.95 | 561,111 | 561,111 |
| 4/5/ 2011 | Ellen Teja | Participation in Tranche 2 of Placement. |
$247,500.00 | 550,000 | 550,000 |
4. Present relevant interest
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder(8) |
Nature of relevant interest (6) |
Class and number of securities |
Person’s votes |
|---|---|---|---|---|---|
| GraemeRobertson | AspacMiningLimited | - | Nil | 27,680,321 | 27,680,321 |
| GraemeRobertson | GraemeRobertson | - | Nil | 561,111 | 561,111 |
| Ellen Teja | Ellen Teja | - | Nil | 588,000 | 588,000 |
5. Changes in Association
The persons who have become associates (2) of , ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme as follows:
Name and ACN/ARSN (if applicable) Nature of association
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| GRAEME ROBERTSON | 88 CAIRNHILL ROAD,SINGAPORE |
Signature
print name GRAEME ROBERTSON Capacity BENEFICIAL OWNER sign here
date 6 / 5 / 2011
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
- (2) See the definition of “associate” in section 9 of the Corporations Act 2001.
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations A.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of:
-
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(8) If the substantial holder is unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write “unknown”.
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme INTRA ENERGY CORPORATION LTD ACN/ARSN 124 408 751 1. Details of substantial holder (1) Name Graeme Robertson, his controlled entity: Aspac Mining Limited (ARBN 116 553 087), Ellen Teja and Farjoy Pty Ltd (ACN 000 384 903) ACN / ARSN (if applicable) There was a change in the interest of the substantial holder on 4 / 5 / 2011 and 5 / 5 / 2011 . The previous notice was given to the company on 14 / 3 / 2011 The previous notice was dated 2 / 3 / 2011 .
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous Notice | Previous Notice | Present Notice | Present Notice |
|---|---|---|---|---|
| Person’svotes | Voting power(5) | Person’svotes | Voting power(5) | |
| ORDINARYSHARES | 19,773,877 | 12.50% | 38,827,423 | 19.90% |
3. Changes in relevant interests
Particulars of each change in, or change in nature of, a relevant interest of the substantial holder or the associate in the voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Persons whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 4/5/ 2011 | Aspac Mining Ltd | Participation in Tranche 2 of Placement. |
$3,574,999.80 | 7,944,444 | 7,944,444 |
| 4/5/2011 | Farjoy Pty Ltd | Deemed an associate of Aspac Mining Ltd for the purpose of Placement. Participation in Tranche 2 of Placement. |
$1,074,999.60 | 8,197,991 | 8,197,991 |
| 5/5/11 | Farjoy Pty Ltd | On-market purchase of 1,800,000 shares at $0.41 each. |
$738,000.00 | 1,800,000 | 1,800,000 |
| 4/5/ 2011 | Graeme Robertson | Participation in Tranche 2 of Placement. |
$252,499.95 | 561,111 | 561,111 |
| 4/5/ 2011 | Ellen Teja | Participation in Tranche 2 of Placement. |
$247,500.00 | 550,000 | 550,000 |
4. Present relevant interest
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder(8) |
Nature of relevant interest (6) |
Class and number of securities |
Person’s votes |
|---|---|---|---|---|---|
| GraemeRobertson | AspacMiningLimited | - | Nil | 27,680,321 | 27,680,321 |
| GraemeRobertson | GraemeRobertson | - | Nil | 561,111 | 561,111 |
| FarjoyPtyLtd | FarjoyPtyLtd | - | Nil | 9,997,991 | 9,997,991 |
| Ellen Teja | Ellen Teja | - | Nil | 588,000 | 588,000 |
5. Changes in Association
The persons who have become associates (2) of , ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme as follows:
| Name andACN/ARSN(ifapplicable) | Nature ofassociation |
|---|---|
| Farjoy Pty Ltd (ACN 000 384 903) | Deemed Associate of Aspac Mining Ltd |
7. Addresses
The addresses of persons named in this form are as follows:
Name Address GRAEME ROBERTSON 88 CAIRNHILL ROAD, SINGAPORE
Signature
print name GRAEME ROBERTSON Capacity BENEFICIAL OWNER
sign here date 6 / 5 / 2011
==> picture [82 x 40] intentionally omitted <==
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of “associate” in section 9 of the Corporations Act 2001.
-
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations A.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
(6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of:
-
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(8) If the substantial holder is unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write “unknown”.
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.