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BREAKTHROUGH MINERALS LIMITED — Director's Dealing 2015
Sep 30, 2015
64579_rns_2015-09-30_495b1067-225f-477e-9145-adc029e27d47.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Intra Energy Corporation
ABN 65 124 408 751
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Graeme Robertson |
|---|---|
| Date of last notices | 31 August 2015 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect | |
|---|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Aspac Mining Limited (Mr Robertson is sole Director) Mr. Graeme Lance Robertson Mrs. Ellen Teja Ms. Natalie Komala Robertson Mr. Mark Frank Robertson Mr. David Graeme Robertson Miss. Sharon Teja Robertson |
|
| Date of change | 31 August 2015 and 30 September 2015 | |
| No. of securities held prior to change | 83,118,517Ordinary Shares 1,666,666Performance Rights exercisable at $0.00 on 31 August 2015 or the date of the release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015 5,055,109Unlisted Options exercisable at $0.05 on or before 31 August 2015 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Aspac Mining Limited (Mr Robertson is sole Director) 72,529,302 Ordinary Shares 5,032,888 Options exercisable at $0.05 on or before 31 August 2015 Graeme Lance Robertson 9,675,779 Ordinary Shares 7,407 Options exercisable at $0.05 on or before 31 August 2015 1,666,666 Performance Rights exercisable at $0.00 on 31 August 2015 or the date of the release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015 Ellen Teja 834,918 Ordinary Shares 7,407 Options exercisable at $0.05 on or before 31 August 2015 Natalie Komala Robertson 25,185 Ordinary Shares Mark Frank Robertson 11,111 Ordinary Shares David Graeme Robertson 11,111 Ordinary Shares Sharon Teja Robertson 31,111 Ordinary Shares 7,407 Unlisted options exercisable at $0.05 on or before 31 August 2015 |
||
|---|---|---|
| Class | Unlisted Options Performance Rights |
|
| Number acquired | Nil |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Number disposed | Nil | |
|---|---|---|
| Value/Consideration Note: If consideration is non-cash, provide details and estimated ~~valuation~~ |
Nil | |
| No. of securities held after change | 83,118,517Ordinary Shares Aspac Mining Limited (Mr Robertson is sole Director) 72,529,302 Ordinary Shares Graeme Lance Robertson 9,675,779 Ordinary Shares Ellen Teja 834,918 Ordinary Shares Natalie Komala Robertson 25,185 Ordinary Shares Mark Frank Robertson 11,111 Ordinary Shares David Graeme Robertson 11,111 Ordinary Shares Sharon Teja Robertson 31,111 Ordinary Shares |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Nature of change
Nature of change Lapsing of options and performance Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in rights buy-back
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
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Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change
----- End of picture text -----
Part 3 –[+] Closed period
Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade N/A to proceed during this period? If prior written clearance was provided, on what date was this N/A provided?
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Intra Energy Corporation Ltd
ABN 65 124 408 751
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | David Mason |
|---|---|
| Date of last notice | 11 August 2015 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect | |
|---|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
D & H Mason Investments Pty Ltd ATF The Mason Family Superannuation Fund Rothstein Pty Ltd (as trustee for The Roth Trust) Faircrown Company Ltd Gabrielle Mason |
|
| Date of change | 31 August 2015 and 30 September 2015 | |
| No. of securities held prior to change | 7,950,228Ordinary Shares 1,083,333Performance Rights exercisable at $0.00 on 31 August 2015 (or the date of release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015) 503,227Unlisted Options exercisable at $0.05 on or before 31 August 2015 D & H Mason Investments Pty Ltd ATF The Mason Family Superannuation Fund 5,783,701 Ordinary Shares 466,192 Unlisted Options exercisable at $0.05 on or before 31 August 2015 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Rothstein Pty Ltd (as trustee for The Roth Trust) 358,518 Ordinary Shares 7,407 Unlisted Options exercisable at $0.05 on or before 31 August 2015 Faircrown Company Limited 811,852 Ordinary Shares 7,407 Unlisted Options exercisable at $0.05 on or before 31 August 2015 David Mason 921,901 Ordinary Shares 7,407 Unlisted Options exercisable at $0.05 on or before 31 August 2015 Jeremy Mason 24,752 Ordinary Shares 7,407 Unlisted Options exercisable at $0.05 on or before 31 August 2015 David Mason 24,752 Ordinary Shares 7,407 Unlisted Options exercisable at $0.05 on or before 31 August 2015 Gabrielle Mason 24,752 Ordinary Shares 7,407 Unlisted Options exercisable at $0.05 on or before 31 August 2015 |
||
|---|---|---|
| Class | Unlisted Options and Performance Rights | |
| Number acquired | Nil | |
| Number disposed | Nil | |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | 7,950,228Ordinary Shares D & H Mason Investments Pty Ltd ATF The Mason Family Superannuation Fund 5,783,701 Ordinary Shares Rothstein Pty Ltd (as trustee for The Roth Trust) 358,518 Ordinary Shares Faircrown Company Limited 811,852 Ordinary Shares David Mason 921,901 Ordinary Shares Jeremy Mason 24,752 Ordinary Shares David Mason 24,752 Ordinary Shares Gabrielle Mason 24,752 Ordinary Shares |
|
|---|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Lapsing of options and performance rights |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
==> picture [434 x 279] intentionally omitted <==
----- Start of picture text -----
Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change
----- End of picture text -----
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written **clearance was required? ** |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Intra Energy Corporation Ltd ABN 65 124 408 751
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Edward Jonathan Warrand |
|---|---|
| Date of last notice | 17 March 2015 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct | |
|---|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Cobblyn Investments Pty Ltd ATF Warrand Family Trust Cobblyn Investment Pty Ltd ATF Warrand Superannuation Fund |
|
| Date of change | 31 August 2015 and 30 September 2015 | |
| No. of securities held prior to change | 7,680,237ordinary Shares 1,737,036Unlisted Options 916,666Performance Rights exercisable at $0.00 on 31 August 2015 or the date of release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015. Cobblyn Investments Pty Ltd ATF Warrand Family Trust 6,148,007 ordinary shares 1,463,098 unlisted options exercisable at $0.05 on or before 31 August 2015 Cobblyn Investments Pty Ltd ATF Warrand Superannuation Fund 1,212,811 ordinary shares 259,124 unlisted options exercisable at $0.05 on or before 31 August 2015 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Edward Jonathan Warrand and Lisa Ann Wagg 34,185 ordinary shares 7,407 unlisted options exercisable at $0.05 on or before 31 August 2015 Edward Jonathan Warrand and Lisa Ann Wagg 33,518 ordinary shares 7,407 unlisted options exercisable at $0.05 on or before 31 August 2015 Edward Jonathan Warrand 251,716 ordinary shares 916,666 Performance Rights exercisable at $0.00 on 31 August 2015 or the date of release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015 |
||
|---|---|---|
| Class | Unlisted Options and Performance Rights | |
| Number acquired | Nil | |
| Number disposed | Nil | |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil | |
| No. of securities held after change | 7,680,237ordinary Shares Cobblyn Investments Pty Ltd ATF Warrand Family Trust 6,148,007 ordinary shares Cobblyn Investments Pty Ltd ATF Warrand Superannuation Fund 1,212,811 ordinary shares Edward Jonathan Warrand and Lisa Ann Wagg 34,185 ordinary shares Edward Jonathan Warrand and Lisa Ann Wagg 33,518 ordinary shares Edward Jonathan Warrand 251,716 ordinary shares |
|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Lapsing of options and performance rights |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3