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BREAKTHROUGH MINERALS LIMITED Director's Dealing 2014

Jan 28, 2014

64579_rns_2014-01-28_54813d85-4115-4d16-a0b5-07e0121922c8.pdf

Director's Dealing

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Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Intra Energy Corporation Ltd

ABN 65 124 408 751

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director David Mason
Date of last notice 23 December 2013

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Direct and Indirect
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
D & H Mason Investments Pty Ltd ATF The
Mason Family Superannuation Fund
Rothstein Pty Ltd (as trustee for The Roth
Trust)
Faircrown Company Ltd
Gabrielle Mason
Date of change 24 January 2014
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held prior to change 5,638,074 Ordinary Shares
1,500,000 Options exercisable at $0.65 on
or before 28 April 2014
669,873 Performance Rights exercisable at
$0.00 on 28 August 2014 (or the date of
release of Intra Energy’s financial results
for the 2014 financial year if later than 29
August 2014)
1,083,333 Performance Rights exercisable
at $0.00 on 31 August 2015 (or the date of
release of Intra Energy’s financial results
for the 2015 financial year if later than 31
August 2015)
D & H Mason Investments Pty Ltd ATF The
Mason Family Superannuation Fund
3,834,371 Ordinary Shares
Rothstein Pty Ltd (as trustee for The Roth
Trust)
340,000 Ordinary Shares
1,000,000 Options exercisable at $0.65 on or
before 28 April 2014
Faircrown Company Limited
500,000 Options exercisable at $0.65 on or
before 28 April 2014
793,334 Ordinary Shares
David Mason
664,135 Ordinary Shares
Gabrielle Mason
6,234 Ordinary Shares
Class Performance Rights
Number acquired 251,716
Number disposed Nil
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
Nil
  • See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change 5,638,074 Ordinary Shares
1,500,000 Options exercisable at $0.65 on
or before 28 April 2014
669,873 Performance Rights exercisable at
$0.00 on 28 August 2014 (or the date of
release of Intra Energy’s financial results
for the 2014 financial year if later than 29
August 2014)
1,083,333 Performance Rights exercisable
at $0.00 on 31 August 2015 (or the date of
release of Intra Energy’s financial results
for the 2015 financial year if later than 31
August 2015)
251,716 Performance Rights exercisable at
$0.00 on 31 January 2015, subject to
satisfying vesting condition.
D & H Mason Investments Pty Ltd ATF The
Mason Family Superannuation Fund
3,834,371 Ordinary Shares
Rothstein Pty Ltd (as trustee for The Roth
Trust)
340,000 Ordinary Shares
1,000,000 Options exercisable at $0.65 on or
before 28 April 2014
Faircrown Company Limited
500,000 Options exercisable at $0.65 on or
before 28 April 2014
793,334 Ordinary Shares
David Mason
664,135 Ordinary Shares
Gabrielle Mason
6,234 Ordinary Shares
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
Issue of Performance Rights under Intra
Energy Rights and Option Plan
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed
above traded during a+closed period where prior written
clearance was required?
No
If so, was prior written clearance provided to allow the trade
to proceed during this period?
N/A
If prior written clearance was provided, on what date was
this provided?
N/A
  • See chapter 19 for defined terms.

Appendix 3Y Page 4

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

(Correction Notice Lodged 11 March 2013)

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Intra Energy Corporation Ltd ABN 65 124 408 751

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Edward Jonathan Warrand
Date of last notice 23 December 2013

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Direct
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
Cobblyn Investments Pty Ltd ATF Warrand
Family Trust
Date of change 24 January 2014
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held prior to change 2,314,179 ordinary Shares
1,000,000 unlisted options exercisable at
65 cents per share, expiring 28 April 2014
721,402 Performance Rights exercisable
at $0.00 on 29 August 2014 or the date of
release of Intra Energy’s financial results
for the 2014 financial year if later than 29
August 2014.
916,666 Performance Rights exercisable
at $0.00 on 31 August 2015 or the date of
release of Intra Energy’s financial results
for the 2015 financial year if later than 31
August 2015.
Cobblyn Investments Pty Ltd ATF Warrand
Family Trust
2,243,512 ordinary shares
1,000,000 unlisted options exercisable at 65
cents per share, expiring 28 April 2014
Edward Jonathan Warrand and Lisa Ann
Wagg
70,667 ordinary shares
Edward Jonathan Warrand
721,402 Performance Rights exercisable at
$0.00 on 29 August 2014 or the date of
release of Intra Energy’s financial results for
the 2014 financial year if later than 29
August 2014.
916,666 Performance Rights exercisable at
$0.00 on 31 August 2015 or the date of
release of Intra Energy’s financial results for
the 2015 financial year if later than 31
August 2015.
Class Performance Rights
Number acquired 251,716
Number disposed Nil
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
Nil
  • See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change 2,314,179 ordinary Shares
1,000,000 unlisted options exercisable at
65 cents per share, expiring 28 April 2014
721,402 Performance Rights exercisable
at $0.00 on 29 August 2014 or the date of
release of Intra Energy’s financial results
for the 2014 financial year if later than 29
August 2014.
916,666 Performance Rights exercisable
at $0.00 on 31 August 2015 or the date of
release of Intra Energy’s financial results
for the 2015 financial year if later than 31
August 2015.
251,716 Performance Rights exercisable
at $0.00 on 31 January 2015 subject to
satisfying vesting condition.
Cobblyn Investments Pty Ltd ATF Warrand
Family Trust
2,243,512 ordinary shares
1,000,000 unlisted options exercisable at 65
cents per share, expiring 28 April 2014
Edward Jonathan Warrand and Lisa Ann
Wagg
70,667 ordinary shares
Edward Jonathan Warrand
721,402 Performance Rights exercisable at
$0.00 on 29 August 2014 or the date of
release of Intra Energy’s financial results for
the 2014 financial year if later than 29
August 2014.
916,666 Performance Rights exercisable at
$0.00 on 31 August 2015 or the date of
release of Intra Energy’s financial results for
the 2015 financial year if later than 31
August 2015.
251,716 Performance Rights exercisable at
$0.00 on 31 January 2015, subject to
satisfying vesting condition.
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
Issue of performance rights under Intra
Energy Rights and Option Plan
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

==> picture [434 x 313] intentionally omitted <==

----- Start of picture text -----

Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation to
which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change
----- End of picture text -----

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?

  • See chapter 19 for defined terms.

Appendix 3Y Page 4

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Intra Energy Corporation

ABN 65 124 408 751

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Graeme Robertson
Date of last notice 23 December 2013

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Direct and Indirect
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
Aspac Mining Limited
(Mr Robertson is sole Director)
Mr. Graeme Lance Robertson
Mrs. Ellen Teja
Ms. Natalie Komala Robertson
Mr. Mark Frank Robertson
Mr. David Graeme Robertson
Miss. Sharon Teja Robertson
Date of change 24 January 2014
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held prior to change 61,728,109 Ordinary Shares
3,000,000, Options exercisable at $0.65 on
or before 28 April 2014
1,030,574 Performance Rights exercisable
at $0.00 on 29 August 2014 or the date of
release of Intra Energy’s financial results
for the 2014 financial year if later than 29
August 2014.
1,666,666 Performance Rights exercisable
at $0.00 on 31 August 2015 or the date of
the release of Intra Energy’s financial
results for the 2015 financial year if later
than 31 August 2015.
Aspac Mining Limited
(Mr Robertson is sole Director)
51,829,448 Ordinary Shares
Graeme Lance Robertson
8,872,261 Ordinary Shares
3,000,000, Options exercisable at $0.65 on
or before 28 April 2014
1,030,574 Performance Rights exercisable at
$0.00 on 29 August 2014 or the date of
release of Intra Energy’s financial results for
the 2014 financial year if later than 29
August 2014.
1,666,666 Performance Rights exercisable at
$0.00 on 31 August 2015 or the date of the
release of Intra Energy’s financial results for
the 2015 financial year if later than 31
August 2015.
Ellen Teja
666,400 Ordinary Shares
Natalie Komala Robertson
25,185 Ordinary Shares
Mark Frank Robertson
11,111 Ordinary Shares
David Graeme Robertson
11,111 Ordinary Shares
Sharon Teja Robertson
12,593 Ordinary Shares
  • See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Class Performance Rights
Number acquired 135,000
Number disposed Nil
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
Nil
No. of securities held after change 61,728,109 Ordinary Shares
3,000,000, Options exercisable at $0.65 on
or before 28 April 2014
1,030,574 Performance Rights exercisable
at $0.00 on 29 August 2014 or the date of
release of Intra Energy’s financial results
for the 2014 financial year if later than 29
August 2014
1,666,666 Performance Rights exercisable
at $0.00 on 31 August 2015 or the date of
the release of Intra Energy’s financial
results for the 2015 financial year if later
than 31 August 2015
135,000 Performance Rights exercisable at
$0.00 on 31 January 2015 subject to
satisfying service condition
Aspac Mining Limited
(Mr Robertson is sole Director)
51,829,448 Ordinary Shares
Graeme Lance Robertson
9,022,261 Ordinary Shares
3,000,000, Options exercisable at $0.65 on
or before 28 April 2014
1,030,574 Performance Rights exercisable at
$0.00 on 29 August 2014 or the date of
release of Intra Energy’s financial results for
the 2014 financial year if later than 29
August 2014.
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

1,666,666 Performance Rights exercisable at
$0.00 on 31 August 2015 or the date of the
release of Intra Energy’s financial results for
the 2015 financial year if later than 31
August 2015.
135,000 Performance Rights exercisable at
$0.00 on 31 January 2015 subject to
satisfying service condition
Ellen Teja
816,400 Ordinary Shares
Natalie Komala Robertson
25,185 Ordinary Shares
Mark Frank Robertson
11,111 Ordinary Shares
David Graeme Robertson
11,111 Ordinary Shares
Sharon Teja Robertson
12,593 Ordinary Shares
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
Issue of Performance Rights under Intra
Energy Rights and Option Plan

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed

  • See chapter 19 for defined terms.

Appendix 3Y Page 4

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed
above traded during a+closed period where prior written
clearance was required?
No
If so, was prior written clearance provided to allow the trade
to proceed during this period?
N/A
If prior written clearance was provided, on what date was
this provided?
N/A
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 5