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BREAKTHROUGH MINERALS LIMITED — Director's Dealing 2014
Jan 28, 2014
64579_rns_2014-01-28_54813d85-4115-4d16-a0b5-07e0121922c8.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Intra Energy Corporation Ltd
ABN 65 124 408 751
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | David Mason |
|---|---|
| Date of last notice | 23 December 2013 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
D & H Mason Investments Pty Ltd ATF The Mason Family Superannuation Fund Rothstein Pty Ltd (as trustee for The Roth Trust) Faircrown Company Ltd Gabrielle Mason |
| Date of change | 24 January 2014 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | 5,638,074 Ordinary Shares 1,500,000 Options exercisable at $0.65 on or before 28 April 2014 669,873 Performance Rights exercisable at $0.00 on 28 August 2014 (or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014) 1,083,333 Performance Rights exercisable at $0.00 on 31 August 2015 (or the date of release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015) D & H Mason Investments Pty Ltd ATF The Mason Family Superannuation Fund 3,834,371 Ordinary Shares Rothstein Pty Ltd (as trustee for The Roth Trust) 340,000 Ordinary Shares 1,000,000 Options exercisable at $0.65 on or before 28 April 2014 Faircrown Company Limited 500,000 Options exercisable at $0.65 on or before 28 April 2014 793,334 Ordinary Shares David Mason 664,135 Ordinary Shares Gabrielle Mason 6,234 Ordinary Shares |
|---|---|
| Class | Performance Rights |
| Number acquired | 251,716 |
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | 5,638,074 Ordinary Shares 1,500,000 Options exercisable at $0.65 on or before 28 April 2014 669,873 Performance Rights exercisable at $0.00 on 28 August 2014 (or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014) 1,083,333 Performance Rights exercisable at $0.00 on 31 August 2015 (or the date of release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015) 251,716 Performance Rights exercisable at $0.00 on 31 January 2015, subject to satisfying vesting condition. D & H Mason Investments Pty Ltd ATF The Mason Family Superannuation Fund 3,834,371 Ordinary Shares Rothstein Pty Ltd (as trustee for The Roth Trust) 340,000 Ordinary Shares 1,000,000 Options exercisable at $0.65 on or before 28 April 2014 Faircrown Company Limited 500,000 Options exercisable at $0.65 on or before 28 April 2014 793,334 Ordinary Shares David Mason 664,135 Ordinary Shares Gabrielle Mason 6,234 Ordinary Shares |
|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Issue of Performance Rights under Intra Energy Rights and Option Plan |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
(Correction Notice Lodged 11 March 2013)
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Intra Energy Corporation Ltd ABN 65 124 408 751
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Edward Jonathan Warrand |
|---|---|
| Date of last notice | 23 December 2013 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Cobblyn Investments Pty Ltd ATF Warrand Family Trust |
| Date of change | 24 January 2014 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | 2,314,179 ordinary Shares 1,000,000 unlisted options exercisable at 65 cents per share, expiring 28 April 2014 721,402 Performance Rights exercisable at $0.00 on 29 August 2014 or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014. 916,666 Performance Rights exercisable at $0.00 on 31 August 2015 or the date of release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015. Cobblyn Investments Pty Ltd ATF Warrand Family Trust 2,243,512 ordinary shares 1,000,000 unlisted options exercisable at 65 cents per share, expiring 28 April 2014 Edward Jonathan Warrand and Lisa Ann Wagg 70,667 ordinary shares Edward Jonathan Warrand 721,402 Performance Rights exercisable at $0.00 on 29 August 2014 or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014. 916,666 Performance Rights exercisable at $0.00 on 31 August 2015 or the date of release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015. |
|
|---|---|---|
| Class | Performance Rights | |
| Number acquired | 251,716 | |
| Number disposed | Nil | |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | 2,314,179 ordinary Shares 1,000,000 unlisted options exercisable at 65 cents per share, expiring 28 April 2014 721,402 Performance Rights exercisable at $0.00 on 29 August 2014 or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014. 916,666 Performance Rights exercisable at $0.00 on 31 August 2015 or the date of release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015. 251,716 Performance Rights exercisable at $0.00 on 31 January 2015 subject to satisfying vesting condition. Cobblyn Investments Pty Ltd ATF Warrand Family Trust 2,243,512 ordinary shares 1,000,000 unlisted options exercisable at 65 cents per share, expiring 28 April 2014 Edward Jonathan Warrand and Lisa Ann Wagg 70,667 ordinary shares Edward Jonathan Warrand 721,402 Performance Rights exercisable at $0.00 on 29 August 2014 or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014. 916,666 Performance Rights exercisable at $0.00 on 31 August 2015 or the date of release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015. 251,716 Performance Rights exercisable at $0.00 on 31 January 2015, subject to satisfying vesting condition. |
|
|---|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Issue of performance rights under Intra Energy Rights and Option Plan |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
==> picture [434 x 313] intentionally omitted <==
----- Start of picture text -----
Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation to
which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change
----- End of picture text -----
Part 3 –[+] Closed period
Were the interests in the securities or contracts detailed above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Intra Energy Corporation
ABN 65 124 408 751
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Graeme Robertson |
|---|---|
| Date of last notice | 23 December 2013 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Aspac Mining Limited (Mr Robertson is sole Director) Mr. Graeme Lance Robertson Mrs. Ellen Teja Ms. Natalie Komala Robertson Mr. Mark Frank Robertson Mr. David Graeme Robertson Miss. Sharon Teja Robertson |
| Date of change | 24 January 2014 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | 61,728,109 Ordinary Shares 3,000,000, Options exercisable at $0.65 on or before 28 April 2014 1,030,574 Performance Rights exercisable at $0.00 on 29 August 2014 or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014. 1,666,666 Performance Rights exercisable at $0.00 on 31 August 2015 or the date of the release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015. Aspac Mining Limited (Mr Robertson is sole Director) 51,829,448 Ordinary Shares Graeme Lance Robertson 8,872,261 Ordinary Shares 3,000,000, Options exercisable at $0.65 on or before 28 April 2014 1,030,574 Performance Rights exercisable at $0.00 on 29 August 2014 or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014. 1,666,666 Performance Rights exercisable at $0.00 on 31 August 2015 or the date of the release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015. Ellen Teja 666,400 Ordinary Shares Natalie Komala Robertson 25,185 Ordinary Shares Mark Frank Robertson 11,111 Ordinary Shares David Graeme Robertson 11,111 Ordinary Shares Sharon Teja Robertson 12,593 Ordinary Shares |
||
|---|---|---|---|
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Class | Performance Rights | |
|---|---|---|
| Number acquired | 135,000 | |
| Number disposed | Nil | |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil | |
| No. of securities held after change | 61,728,109 Ordinary Shares 3,000,000, Options exercisable at $0.65 on or before 28 April 2014 1,030,574 Performance Rights exercisable at $0.00 on 29 August 2014 or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014 1,666,666 Performance Rights exercisable at $0.00 on 31 August 2015 or the date of the release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015 135,000 Performance Rights exercisable at $0.00 on 31 January 2015 subject to satisfying service condition Aspac Mining Limited (Mr Robertson is sole Director) 51,829,448 Ordinary Shares Graeme Lance Robertson 9,022,261 Ordinary Shares 3,000,000, Options exercisable at $0.65 on or before 28 April 2014 1,030,574 Performance Rights exercisable at $0.00 on 29 August 2014 or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014. |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
| 1,666,666 Performance Rights exercisable at $0.00 on 31 August 2015 or the date of the release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015. 135,000 Performance Rights exercisable at $0.00 on 31 January 2015 subject to satisfying service condition Ellen Teja 816,400 Ordinary Shares Natalie Komala Robertson 25,185 Ordinary Shares Mark Frank Robertson 11,111 Ordinary Shares David Graeme Robertson 11,111 Ordinary Shares Sharon Teja Robertson 12,593 Ordinary Shares |
||
|---|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Issue of Performance Rights under Intra Energy Rights and Option Plan |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 5