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BREAKTHROUGH MINERALS LIMITED — Director's Dealing 2013
May 22, 2013
64579_rns_2013-05-22_87e2973b-4d28-44f6-a277-5ba57bd0841d.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Intra Energy Corporation Ltd
ABN 65 124 408 751
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | David Mason |
|---|---|
| Date of last notice | 11 March 2013 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
D & H Mason Investments Pty Ltd ATF The Mason Family Superannuation Fund Rothstein Pty Ltd (as trustee for The Roth Trust) Faircrown Company Ltd Gabrielle Mason |
| Date of change | 16 May 2013 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | 2,897,017 Ordinary Shares 1,500,000 Options exercisable at $0.65 on or before 28 April 2014 669,873 Performance Rights exercisable at $0.00 on 28 August 2014 (or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014) 1,083,333 Performance Rights exercisable at $0.00 on 31 August 2015 (or the date of release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015) D & H Mason Investments Pty Ltd ATF The Mason Family Superannuation Fund 1,305,517 Ordinary Shares Rothstein Pty Ltd (as trustee for The Roth Trust) 300,000 Ordinary Shares 1,000,000 Options exercisable at $0.65 on or before 28 April 2014 Faircrown Company Limited 500,000 Options exercisable at $0.65 on or before 28 April 2014 700,000 Ordinary Shares David Mason 586,000 Ordinary Shares Gabrielle Mason 5,500 Ordinary Shares |
|---|---|
| Class | Ordinary Shares |
| Number acquired | 386,272 |
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$54,078.08 |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | 3,283,289 Ordinary Shares 1,500,000 Options exercisable at $0.65 on or before 28 April 2014 669,873 Performance Rights exercisable at $0.00 on 28 August 2014 (or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014) 1,083,333 Performance Rights exercisable at $0.00 on 31 August 2015 (or the date of release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015) D & H Mason Investments Pty Ltd ATF The Mason Family Superannuation Fund 1,479,586 Ordinary Shares Rothstein Pty Ltd (as trustee for The Roth Trust) 340,000 Ordinary Shares 1,000,000 Options exercisable at $0.65 on or before 28 April 2014 Faircrown Company Limited 500,000 Options exercisable at $0.65 on or before 28 April 2014 793,334 Ordinary Shares David Mason 664,135 Ordinary Shares Gabrielle Mason 6,234 Ordinary Shares |
|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Entitlements under Rights Issue |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade N/A to proceed during this period? If prior written clearance was provided, on what date was this N/A provided?
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
(Correction Notice Lodged 11 March 2013)
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Intra Energy Corporation Ltd ABN 65 124 408 751
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Edward Jonathan Warrand |
|---|---|
| Date of last notice | 8 May 2013 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Cobblyn Investments Pty Ltd ATF Warrand Family Trust |
| Date of change | 16 May 2013 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | 1,331,539 ordinary Shares 1,000,000 unlisted options exercisable at 65 cents per share, expiring 28 April 2014 721,402 Performance Rights exercisable at $0.00 on 29 August 2014 or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014. 916,666 Performance Rights exercisable at $0.00 on 31 August 2015 or the date of release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015. Cobblyn Investments Pty Ltd ATF Warrand Family Trust 1,321,539 ordinary shares 1,000,000 unlisted options exercisable at 65 cents per share, expiring 28 April 2014 Edward Jonathan Warrand and Lisa Ann Wagg 10,000 ordinary shares Edward Jonathan Warrand 721,402 Performance Rights exercisable at $0.00 on 29 August 2014 or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014. 916,666 Performance Rights exercisable at $0.00 on 31 August 2015 or the date of release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015. |
|
|---|---|---|
| Class | Ordinary Shares | |
| Number acquired | 176,873 | |
| Number disposed | Nil | |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$24,762.22 |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | 1,508,412 ordinary Shares 1,000,000 unlisted options exercisable at 65 cents per share, expiring 28 April 2014 721,402 Performance Rights exercisable at $0.00 on 29 August 2014 or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014. 916,666 Performance Rights exercisable at $0.00 on 31 August 2015 or the date of release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015. Cobblyn Investments Pty Ltd ATF Warrand Family Trust 1,497,745 ordinary shares 1,000,000 unlisted options exercisable at 65 cents per share, expiring 28 April 2014 Edward Jonathan Warrand and Lisa Ann Wagg 10,667 ordinary shares Edward Jonathan Warrand 721,402 Performance Rights exercisable at $0.00 on 29 August 2014 or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014. 916,666 Performance Rights exercisable at $0.00 on 31 August 2015 or the date of release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015. |
|
|---|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Entitlement under Rights Issue |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Intra Energy Corporation ABN 65 124 408 751
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Graeme Robertson |
|---|---|
| Date of last notice | 18 March 2013 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Aspac Mining Limited (Mr Robertson is sole Director) Mr. Graeme Lance Robertson Mrs. Ellen Teja Ms. Natalie Komala Robertson Mr. Mark Frank Robertson Mr. David Graeme Robertson Miss. Sharon Teja Robertson |
| Dates of change | 16 May 2013 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | 45,772,912 Ordinary Shares 3,000,000, Options exercisable at $0.65 on or before 28 April 2014 1,030,574 Performance Rights exercisable at $0.00 on 29 August 2014 or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014. 1,666,666 Performance Rights exercisable at $0.00 on 31 August 2015 or the date of the release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015. Aspac Mining Limited (Mr Robertson is sole Director) 37,300,892 Ordinary Shares Graeme Lance Robertson 7,828,465 Ordinary Shares 3,000,000, Options exercisable at $0.65 on or before 28 April 2014 1,030,574 Performance Rights exercisable at $0.00 on 29 August 2014 or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014. 1,666,666 Performance Rights exercisable at $0.00 on 31 August 2015 or the date of the release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015. Ellen Teja 588,000 Ordinary Shares Natalie Komala Robertson 22,222 Ordinary Shares Mark Frank Robertson 11,111 Ordinary Shares David Graeme Robertson 11,111 Ordinary Shares Sharon Teja Robertson 11,111 Ordinary Shares |
|
|---|---|---|
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Class | Ordinary Shares | |
|---|---|---|
| Number acquired | 6,100,094 | |
| Number disposed | Nil | |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$854,013.16 | |
| No. of securities held after change | 51,873,006 Ordinary Shares 3,000,000, Options exercisable at $0.65 on or before 28 April 2014 1,030,574 Performance Rights exercisable at $0.00 on 29 August 2014 or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014. 1,666,666 Performance Rights exercisable at $0.00 on 31 August 2015 or the date of the release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015. Aspac Mining Limited (Mr Robertson is sole Director) 42,274,345 Ordinary Shares Graeme Lance Robertson 8,872,261 Ordinary Shares 3,000,000, Options exercisable at $0.65 on or before 28 April 2014 1,030,574 Performance Rights exercisable at $0.00 on 29 August 2014 or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014. 1,666,666 Performance Rights exercisable at $0.00 on 31 August 2015 or the date of the release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015. |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
| Ellen Teja 666,400 Ordinary Shares Natalie Komala Robertson 25,185 Ordinary Shares Mark Frank Robertson 11,111 Ordinary Shares David Graeme Robertson 11,111 Ordinary Shares Sharon Teja Robertson 12,593 Ordinary Shares |
||
|---|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Entitlements under Rights Issue |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract
Nature of interest Name of registered holder (if issued securities) Date of change
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change
Part 3 –[+] Closed period
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 5
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Intra Energy Corporation ABN 65 124 408 751
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | William Paterson |
|---|---|
| Date of last notice | 7 June 2012 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Lujeta Pty Ltd |
| Date of change | 16 May 2013 |
| No. of securities held prior to change | TOTAL: 17,208,738 Ordinary Shares Lujeta Pty Ltd 17,208,738 Ordinary Shares |
| Class | Ordinary Shares |
| Number acquired | 2,294,499 |
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$321,229.86 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
No. of securities held after change
No. of securities held after change TOTAL : 19,503,237 Ordinary Shares Lujeta Pty Ltd 19,503,237 Ordinary Shares Nature of change Entitlement under Rights Issue Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade N/A to proceed during this period? If prior written clearance was provided, on what date was this N/A provided?
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011