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BREAKTHROUGH MINERALS LIMITED — Director's Dealing 2013
Jun 5, 2013
64579_rns_2013-06-05_d951be82-4400-4ef1-adcf-2b19aac5297d.pdf
Director's Dealing
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Corporations Act 2001 Section 671B
Form 604
Notice of change of interests of substantial holder
INTRA ENERGY CORPORATION LTD To Company Name/Scheme ACN/ARSN 124 408 751 1. Details of substantial holder (1) Name Aspac Mining Limited (ARBN 116 553 087) and its associates Farjoy Pty Ltd (ACN 000 384 903) ,Graeme Robertson, Ellen Teja, Natalie Robertson, Mark Robertson, David Robertson and Sharon Robertson ACN / ARSN (if applicable) There was a change in the interest of the substantial holder on 3/06/2013 The previous notice was given to the company on 21/05/2013 The previous notice was dated 21/05/2013
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous Notice | Previous Notice | Present Notice | Present Notice |
|---|---|---|---|---|
| Person’svotes | Voting power(5) | Person’svotes | Voting power(5) | |
| ORDINARYSHARES | 74,985,753 | 29.26% | 84,450,856 | 30.87% |
3. Changes in relevant interests
Particulars of each change in, or change in nature of, a relevant interest of the substantial holder or the associate in the voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Persons whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 3/06/2013 | Aspac Mining Limited |
Allotment of Shortfall Shares |
$1,316,714.50 | 9,405,103 | 9,405,103 |
| Various | NatelieRobertson | Associate | - | 25,185 | 25,185 |
| Various | Mark Robertson | Associate | - | 11,111 | 11,111 |
| Various | DavidRobertson | Associate | - | 11,111 | 11,111 |
| Various | Sharon Robertson | Associate | - | 12,593 | 12,593 |
| 16/05/2013 | Aspac Mining Limited & Associates |
Effect on voting power due to Rights Issue Allotment of Shortfall shares |
Nil |
4. Present relevant interest
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder(8) |
Nature of relevant interest (6) |
Class and number of securities |
Person’s votes |
|---|---|---|---|---|---|
| Graeme Robertson | Aspac Mining Limited | - | Nil | 51,679,448 | 51,679,448 |
| GraemeRobertson | GraemeRobertson | - | Nil | 8,872,261 | 8,872,261 |
| FarjoyPtyLtd | FarjoyPtyLtd | - | Nil | 23,172,747 | 23,172,747 |
| Ellen Teja | Ellen Teja | - | Nil | 666,400 | 666,400 |
| NatalieRobertson | NatalieRobertson | - | Nil | 25,185 | 25,185 |
| Mark Robertson | Mark Robertson | - | Nil | 11,111 | 11,111 |
| DavidRobertson | DavidRobertson | - | Nil | 11,111 | 11,111 |
| Sharon Robertson | Sharon Robertson | - | Nil | 12,593 | 12,593 |
5. Changes in Association The persons who have become associates (2) of , ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme as follows:
| Name and ACN/ARSN(if applicable) | Nature of association |
|---|---|
| NatalieRobertson | Daughterof Mr Robertson |
| Mark Robertson | Sonof Mr Robertson |
| DavidRobertson | Sonof Mr Robertson |
| Sharon Robertson | Daughterof Mr Robertson |
7. Addresses
The addresses of persons named in this form are as follows:
Name Address GRAEME ROBERTSON 88 CAIRNHILL ROAD, SINGAPORE Signature GRAEME ROBERTSON Capacity BENEFICIAL OWNER print name sign here 5/06/2013
==> picture [85 x 40] intentionally omitted <==
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
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(2) See the definition of “associate” in section 9 of the Corporations Act 2001.
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(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations A.
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(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
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(6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
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(7) Include details of:
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(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
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(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(8) If the substantial holder is unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write “unknown”.
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Intra Energy Corporation ABN 65 124 408 751
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Graeme Robertson |
|---|---|
| Date of last notice | 23 May 2013 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Aspac Mining Limited (Mr Robertson is sole Director) Mr. Graeme Lance Robertson Mrs. Ellen Teja Ms. Natalie Komala Robertson Mr. Mark Frank Robertson Mr. David Graeme Robertson Miss. Sharon Teja Robertson |
| Dates of change | 3 June 2013 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | 51,873,006 Ordinary Shares 3,000,000, Options exercisable at $0.65 on or before 28 April 2014 1,030,574 Performance Rights exercisable at $0.00 on 29 August 2014 or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014. 1,666,666 Performance Rights exercisable at $0.00 on 31 August 2015 or the date of the release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015. Aspac Mining Limited (Mr Robertson is sole Director) 42,274,345 Ordinary Shares Graeme Lance Robertson 8,872,261 Ordinary Shares 3,000,000, Options exercisable at $0.65 on or before 28 April 2014 1,030,574 Performance Rights exercisable at $0.00 on 29 August 2014 or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014. 1,666,666 Performance Rights exercisable at $0.00 on 31 August 2015 or the date of the release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015. Ellen Teja 666,400 Ordinary Shares Natalie Komala Robertson 25,185 Ordinary Shares Mark Frank Robertson 11,111 Ordinary Shares David Graeme Robertson 11,111 Ordinary Shares Sharon Teja Robertson 12,593 Ordinary Shares |
|
|---|---|---|
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Class | Ordinary Shares | |
|---|---|---|
| Number acquired | 9,405,103 | |
| Number disposed | Nil | |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$1,316,715.50 | |
| No. of securities held after change | 61,278,109 Ordinary Shares 3,000,000, Options exercisable at $0.65 on or before 28 April 2014 1,030,574 Performance Rights exercisable at $0.00 on 29 August 2014 or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014. 1,666,666 Performance Rights exercisable at $0.00 on 31 August 2015 or the date of the release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015. Aspac Mining Limited (Mr Robertson is sole Director) 51,679,448 Ordinary Shares Graeme Lance Robertson 8,872,261 Ordinary Shares 3,000,000, Options exercisable at $0.65 on or before 28 April 2014 1,030,574 Performance Rights exercisable at $0.00 on 29 August 2014 or the date of release of Intra Energy’s financial results for the 2014 financial year if later than 29 August 2014. 1,666,666 Performance Rights exercisable at $0.00 on 31 August 2015 or the date of the release of Intra Energy’s financial results for the 2015 financial year if later than 31 August 2015. |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
| Ellen Teja 666,400 Ordinary Shares Natalie Komala Robertson 25,185 Ordinary Shares Mark Frank Robertson 11,111 Ordinary Shares David Graeme Robertson 11,111 Ordinary Shares Sharon Teja Robertson 12,593 Ordinary Shares |
||
|---|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Allotment of Shortfall - Rights Issue |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract
Nature of interest
Name of registered holder (if issued securities) Date of change
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 5