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BREAD FINANCIAL HOLDINGS, INC. — Director's Dealing 2021
Feb 18, 2021
31458_dirs_2021-02-18_51f26aff-1b94-46ac-b854-901625cde1ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCE DATA SYSTEMS CORP (ADS)
CIK: 0001101215
Period of Report: 2021-02-16
Reporting Person: Chesnut John Jeffrey (SVP and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-16 | Common Stock | A | 9110 | — | Acquired | 20039.678 | Direct |
| 2021-02-16 | Common Stock | A | 5466 | — | Acquired | 25505.678 | Direct |
| 2021-02-16 | Common Stock | F | 210 | $86.31 | Disposed | 20513.678 | Direct |
Footnotes
F1: The new grant is for 9,110 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 3,005 units on 2/16/22, on 3,007 units on 2/16/23 and on 3,098 units on 2/16/24, subject to continued employment by the Reporting Person on the vesting dates.
F2: The new grant is for 5,466 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/16/24 contingent on meeting predetermined performance measures and subject to continued employment by the Reporting Person on the vesting dates.
F3: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
F4: The total number of securities beneficially owned includes: (a) 4,411.678 unrestricted shares; (b) 86 unvested units from an award of 251 time-based restricted stock units granted 12/17/18; (c) 244 unvested units from an award of 716 time-based restricted stock units granted 2/15/19; (d) 1,196 unvested time-based restricted stock units granted 2/18/20; (e) the new grant for 9,110 time-based restricted stock units; and (f) the new grant for 5,466 performance-based restricted stock units.
F5: The grant for 4,782 performance-based restricted stock units awarded on 2/18/20 was forfeited due to failure to meet the EBT performance metric for 2020.