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BREAD FINANCIAL HOLDINGS, INC. Director's Dealing 2021

Jun 17, 2021

31458_dirs_2021-06-17_64adb779-b537-4e9f-a471-639806790785.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALLIANCE DATA SYSTEMS CORP (ADS)
CIK: 0001101215
Period of Report: 2021-06-15

Reporting Person: THERIAULT TIMOTHY J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-15 Common Stock A 1213 Acquired 8294 Direct

Footnotes

F1: The new grant is for 1,213 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/15/31 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 15, 2022.

F2: The total amount of securities beneficially owned includes: (a) 1,500 unrestricted shares; (b) 447 unvested restricted stock units granted 10/17/16; (c) 564 unvested restricted stock units granted 6/26/17; (d) 655 unvested restricted stock units granted 6/25/18; (e) 959 unvested restricted stock units granted 6/24/19; (f) 2,956 unvested restricted stock units granted 6/22/20; and (g) the new grant for 1,213 restricted stock units.